Displaying results 371 - 380 of 880
CFTC Orders James G. Brandolino to Pay $1 Million Penalty to Settle CFTC Charges of Commodity Futures Fraud
… account statements sent to pool participants to hide the misappropriation, according to the order. On January 18, …
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CFTC Charges Oscar Hernandez and His Florida Companies with Operating $3 Million Commodity Pool Ponzi Scheme
... September 30, 2011 CFTC Charges Oscar Hernandez and His Florida Companies with Operating $3 Million Commodity Pool Ponzi Scheme Hernandez also allegedly…
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Federal Court Imposes $15.7 Million Civil Penalty and Lifetime Trading Ban against Precious Metals Dealer and his Company in CFTC Anti-Fraud Action
… California Resident Hannes Tulving, Jr. and His Firm with Misappropriation and Fraudulent Solicitation in a Precious …
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Federal Court Orders Alex Ekdeshman and Paramount Management, LLC, to Pay over $2.4 million in Restitution and a Fine for Fraudulent Foreign Currency Scheme
… that Charged Defendants with Solicitation Fraud and Misappropriation of Customer Funds Washington, DC – The U.S. …
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CFTC Charges Pennsylvania-based New Century Investment Management LLC and Ward Onsa of Marco Island, Florida, with Operating a Commodity Pool Ponzi Scheme
… Ward Onsa of Marco Island, Fla., with solicitation fraud, misappropriation and issuing false account statements to …
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Federal Court Freezes Assets of Minnesota Residents Trevor Cook and Patrick Kiley and their Oxford and Universal Companies, Charged by the CFTC with Defrauding Investors of Tens of Millions of Dollars in Foreign Currency Scheme
… Diversified (UBFXD), all charged by the CFTC with fraud and misappropriation in connection with off-exchange leveraged …
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CFTC Charges Colorado Resident Michael Bruce Gale with Commodity Pool Fraud
… Bruce Gale with Commodity Pool Fraud Gale also charged with misappropriation, commingling investor funds, false … participants, and failed to disclose trading losses and his misappropriation of pool participants’ funds. In its …
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U.S. Commodity Futures Trading Commission Obtains Federal Court Order Freezing Assets of California-based Safevest LLC
… produced daily profits between 1.6 percent and 1.9 percent. Misappropriation Included $18.5 Million Ponzi Scheme …
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Federal Court in Puerto Rico Orders Angel F. Collazo, ACJ Capital, Inc., and Solid View Capital LLC to Pay over $1.5 Million to Settle Forex Fraud Charges in CFTC Enforcement Action
… and issuing false statements to conceal trading losses and misappropriation. The CFTC also obtained a second federal …
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CFTC Charges Nebraska Residents Jonathan W. Arrington, Michael B. Kratville and Michael J. Welke and their Companies with $4.7 Million Fraud
… with fraudulent solicitation, sending false statements, misappropriation, failure to register with the CFTC and …
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