Displaying results 381 - 390 of 880
CFTC and Defendant Paul Greenwood Agree to a Consent Order Finding that Greenwood Operated a Multi-Billion Dollar Investment Scam
… The order holds Greenwood liable for futures fraud and misappropriation of pool participants’ funds The consent order finds that, to cover-up the misappropriation of pool participants’ funds, Greenwood …
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CFTC Obtains Preliminary Injunctions Against Nevada Corporation and Two Individuals
… Company, William Snyder, and Christi Wilson Charged with Misappropriation and Fraud in the Solicitation of Commodity …
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CFTC Charges New York Man in Multi-Million Dollar Digital Asset Ponzi Scheme Involving Bitcoin and Ether
...Washington, D.C. — The Commodity Futures Trading Commission today filed a federal civil enforcement action in the U.S. District Court for the Southern District of New York charging Jeremy Spence of New York, with fraud for operating a Ponzi scheme involving digital assets such as bitcoin and ether in which he fraudulently solicited more than $5 million of investments from individuals. The…
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Federal Court Orders North Carolina Man to Pay Over $255,000 in Futures and Forex Fraud Scheme
...Washington, D.C. — The Commodity Futures Trading Commission today announced that Judge Max O. Cogburn Jr., of the U.S. District Court for the Western District of North Carolina, entered a consent order against Mark N. Pyatt, of North Carolina, imposing a permanent injunction and ordering Pyatt to make restitution in the amount of $255,850. The order also permanently bans Pyatt from registering…
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Utah Federal Court Freezes Assets of Robert Andres and His Houston Firm, Winsome Investment Trust, and Robert Holloway and His Salt Lake City Company, US Ventures LC
… pool solicitation fraud and all four defendants with misappropriation and providing false statements. Washington, … business, and to provide money to his wife. To conceal misappropriation of investor funds and trading losses, the …
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Federal Court Orders Cindy and Paul Vandivier to Pay Civil Monetary Penalties and Restitution of Almost $3 Million to Settle CFTC Charges of Operating an Illegal, Off-Exchange Precious Metals Scheme
... February 9, 2016 Federal Court Orders Cindy and Paul Vandivier to Pay Civil Monetary Penalties and Restitution of Almost $3 Million to Settle CFTC Charges of Operating an…
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Federal Court in California Orders National Equity Holdings, Inc. and Its Principal, Robert J. Cannone, to Pay over $3.6 Million to Settle Fraud Charges in CFTC Action
… Franco , and Thomas B. Breen with fraudulent solicitation, misappropriation, and registration violations (see CFTC … their fraudulent scheme, their trading losses and misappropriation had depleted pool participant funds, but at …
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CFTC Charges TOTE Fund LLC, MJS Capital Management LLC and their Principal, Michael J. Siegel with Commodity Pool Fraud
... September 30, 2013 CFTC Charges TOTE Fund LLC, MJS Capital Management LLC and their Principal, Michael J. Siegel with Commodity Pool Fraud Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a civil enforcement action in the U.S. District Court for the District of New Jersey, charging two California firms, TOTE Fund LLC (TOTE) and…
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Federal Court Orders Texas Unregistered Commodity Pool Operator to Pay More Than $13 Million for Commodity Fraud
… court found Seibert liable for solicitation fraud and the misappropriation of client funds. The court also permanently …
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Federal Court in Florida Orders Defendants Philip Milton and Trade, LLC, and Four Relief Defendants to Pay Millions in Restitution, Disgorgement, and Civil Monetary Penalties for Operating a $28.4 Million Ponzi Scheme
… for receiving funds as a result of the defendants’ misappropriation to which they have no legitimate … found the consenting parties liable for the fraud and misappropriation, as charged in the CFTC’s complaint, and …
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