Displaying results 401 - 410 of 880
CFTC Orders Georgia Resident Jonathan A. Parker and His Company QuantX Capital, LLC to Pay a Civil Monetary Penalty and Restitution Totaling More than $1 Million for Engaging in Foreign Exchange Commodity Pool Fraud
… and registration bans on them for committing fraud and misappropriation in connection with operating a commodity …
Created on:
CFTC/NASAA Investor Alert: Foreign Exchange Currency Fraud
... window.dataLayer = window.dataLayer || []; function gtag(){dataLayer.push(arguments);} gtag('js', new Date()); gtag('config', 'G-MGC9RGBKDX'); CFTC/NASAA Investor Alert: Foreign Exchange Currency Fraud Beware of Foreign Currency Trading Frauds The advertisements seem too good to pass up. They tout high returns coupled with low risks from investments in foreign currency (forex)…
Created on:
CFTC Charges Colorado Resident Dillon Michael Dean and His Company, The Entrepreneurs Headquarters Limited, with Engaging in a Bitcoin and Binary Options Fraud Scheme
...January 19, 2018 CFTC Charges Colorado Resident Dillon Michael Dean and His Company, The Entrepreneurs Headquarters Limited, with Engaging in a Bitcoin and Binary Options Fraud Scheme Washington, DC – The Commodity Futures Trading Commission (CFTC) on January 18, 2018 filed a civil enforcement action in the U.S. District Court for the Eastern District of New York against Defendants…
Created on:
CFTC Orders Iowa Resident Jeffrey J. Kinseth and His Company, Virtual Vision Inc., to Pay More than $1 Million in Restitution and Penalties in Fraud Action
… individuals to participate in a pooled investment vehicle, misappropriation of investor funds, and issuance of false … sustained losses and concealed their trading losses and misappropriation by creating and issuing false account …
Created on:
Pennsylvania Resident Gary Scholze Ordered to Pay $1 Million Civil Monetary Penalty in Commodity Futures and Options Anti-Fraud Case
… reflecting purported profitable trading to conceal his misappropriation and trading losses. In assessing the $1 …
Created on:
CFTC Charges 4 Florida Men, 1 New Jersey Man, and Their Companies in $4.75 Million Forex Ponzi Scheme
...Washington, D.C. — The Commodity Futures Trading Commission today announced the filing of a civil enforcement action in the United States District Court for the Middle District of Florida against 10 defendants in a multi-level $4.75 million off-exchange foreign currency (forex) Ponzi scheme. The complaint charges Florida resident Avinash Singh with fraudulently soliciting and…
Created on:
CFTC Charges Chicago-area Trader with Ongoing Forex and Commodity Fraud
… in the Complaint. Defendants’ Fraudulent Solicitation and Misappropriation According to the Complaint, beginning in at …
Created on:
Federal Court Orders Managed Fund and CEO to Pay More Than $17.2 Million in a Commodities Fraud Scheme
… pool operator and commodity trading advisor, for fraud and misappropriation of client funds.   The judgment orders the … on May 9, 2019, charging the defendants with fraud and misappropriation in connection with commodity futures …
Created on:
Federal Court Freezes Assets of Florida Resident David A. Owen, Charged by the CFTC with a Multi-Million Dollar Commodity Pool Fraud
… charged with fraudulently soliciting at least $2.5 million, misappropriation and concealment of trading losses. … commodity futures and concealed trading losses and the misappropriation by issuing false account statements to pool …
Created on:
Federal Court in Connecticut Orders Feisal Sharif to Pay over $3 Million to Settle Fraud Charges in CFTC Action
… 26, 2012, charging Sharif with fraudulent solicitation, misappropriation, and registration violations (see CFTC …
Created on: