Displaying results 441 - 450 of 880
CFTC Charges South Florida Resident and His Firm for Operating a $9.8 Million Commodity Futures and Options Fraud
...Washington, D.C. — The Commodity Futures Trading Commission today announced that the U.S. District Court for the Southern District of Florida, West Palm Beach Division, on January 20, 2022, entered a restraining order to preserve records and freeze assets controlled by defendants Rajiv Patel, a/k/a Ravi Patel, a/k/a/ Raj Patel (Patel) and Bluprint LLC (Bluprint), both of Wellington, Florida.…
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CFTC Charges Alabama Resident and His Company with Binary Options Fraud
… (NCI), both of Alabama, with fraudulent solicitation, misappropriation, and registration violations in connection …
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2011-17549
… further states that the Commission should not adopt a ``misappropriation'' theory of ``insider trading''--that is, … further states that the Commission should not adopt a ``misappropriation'' theory of ``insider trading''--that is, …
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Remarks on Over-the-Counter Derivatives Reform to Fordham University College of Business Administration
… actually is not illegal under our statute. To prevent misappropriation and misuse of such information, we have …
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CFTC Files and Settles Commodity Pool Fraud Action against Minnesota Resident Michael J. Liskiewicz
... Release: 5187-06 For Release: June 13, 2006 U.S. Commodity Futures Trading Commission Files and Settles Commodity Pool Fraud Action against Minnesota Resident Michael J. Liskiewicz CFTC Finds that Liskiewicz Misappropriated Funds and Concealed Losses Washington, D.C.— The U.S. Commodity Futures Trading Commission…
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CFTC Charges Owner of Precious Metals Firm with Defrauding More than 130 Customers in Precious Metals Scheme
… Aaron Michael Scott of Portland, Oregon, with fraud and misappropriation in connection with contracts of sale of …
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CFTC Charges Canadian Resident Ryan S. Magee with Fraud and Acting as an Unregistered Commodity Pool Operator
… in U.S. dollars. As alleged, to hide the losses and misappropriation, Ryan Magee also sent pool participants …
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Federal Court in New York Imposes a $26 Million Civil Monetary Penalty against Mark Evan Bloom and his Company, North Hills Management, LLC, for Commodity Pool Fraud
… Consent Order also found that Bloom and NHM concealed their misappropriation and made several other misrepresentations …
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Federal Court Orders North Carolina Resident Edwin A. Vasquez and His Company, Vasquez Global Investments, LLC, to Pay over $1.3 Million for Commodity Pool Fraud
… filed on July 30, 2014, that charged Vasquez and VGI with misappropriation, solicitation fraud, and issuing false … the Order, Vasquez did not disclose his trading losses and misappropriation and, instead, issued false statements to …
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CFTC Charges Ohio Resident John R. Bullar and his Company, Executive Management Advisors L.L.C., with Fraud and Embezzlement in Operating an $8.3 Million Commodity Pool and Ponzi Scheme
... September 23, 2014 CFTC Charges Ohio Resident John R. Bullar and his Company, Executive Management Advisors L.L.C., with Fraud and Embezzlement in Operating an $8.3 Million…
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