Displaying results 451 - 460 of 880
CFTC Charges North Carolina Resident Edwin A. Vasquez and His Company Vasquez Global Investments, LLC with Commodity Pool Fraud
… Investments, LLC (VGI), a North Carolina company, with misappropriation, solicitation fraud, and issuing false … purchases. Vasquez did not disclose his trading losses and misappropriation and, instead, issued false statements to …
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CFTC Charges Alan James Watson, Michael S. Potts and Cash Flow Financial LLC with Defrauding Customers in $45 Million Commodity Pool Ponzi Scheme
… to conceal his substantial trading losses and the misappropriation, Watson allegedly issued false statements …
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CFTC Charges Ohioans Kevin and Keelan Harris, Complete Developments LLC, Investment International Inc. and Three Ontario, Canada-based Defendants with Operating a Multi-Million Dollar Foreign Currency Ponzi Scheme
… District of Ohio, charges the defendants with fraud and misappropriation in connection with the operation of a … also charges CDL, I3 and Kevin and Keelan Harris with misappropriation by transferring customer funds to Kevin …
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CFTC Charges California-Based SNC Asset Management, Inc., SNC Investments Inc., CEO Peter Son, and CFO Jin K. Chung in an $85 Million Forex Ponzi Scam
… issuance of false statements to customers to conceal their misappropriation and lack of trading. As alleged, defendants …
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Federal Court in Texas Orders Christopher B. Cornett to Pay over $17 Million in Sanctions in Foreign Currency Fraud Action
... August 31, 2012 Federal Court in Texas Orders Christopher B. Cornett to Pay over $17 Million in Sanctions in Foreign Currency Fraud Action Washington, DC - The U.S…
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Federal Court in New York Orders Thomas Qualls and His Company, International Foreign Currency, to Pay More than $4.6 Million in Restitution and Penalties in Connection with Off-Exchange Forex Futures Fraud
… Currency, Inc. (IFC), which charged the defendants with misappropriation, fraudulent solicitation, and unlawfully … forex futures contracts and Qualls and IFC with misappropriation of customers’ funds (see CFTC Press Release …
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Federal Court Orders Charlotte, NC, Couple and Their Companies to Pay $24 Million for Defrauding Customers in Foreign Currency Ponzi Scheme
... November 1, 2011 Federal Court Orders Charlotte, NC, Couple and Their Companies to Pay $24 Million for Defrauding Customers in Foreign Currency Ponzi Scheme …
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In CFTC Action, Federal Court Orders Hedge Fund and Its Principals To Pay More Than $1 Million for Fraud and Registration Violations
… 2018, which charged them with fraudulent solicitation and misappropriation of funds, among other charges (see CFTC … perpetuate the fraud and conceal their trading losses and misappropriation, the Defendants made and issued false …
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Federal Court Orders Alabama Man to Pay $755,000 for Binary Options Fraud
… (NCI), also of Muscle Shoals, with fraudulent solicitation, misappropriation, and registration violations in connection …
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U.S. District Court for the District of Oregon Enters Final Order against Mastermind of Multimillion Dollar Fraudulent Foreign Currency (Forex) Scam
... Release: 5274-07 For Release: January 11, 2007 U.S. District Court for the District of Oregon Enters Final Order against Mastermind of Multimillion Dollar Fraudulent Foreign Currency (Forex) Scam Court Orders Russell Cline of Portland, Oregon, to Pay over $33 Million Washington, D.C.— The U.S. Commodity Futures…
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