Displaying results 461 - 470 of 880
Federal Court in South Carolina Orders Robert S. Leben and Amy L. Leben to Pay over $10 Million in Restitution and Penalties in CFTC Anti-Fraud Enforcement Action
... August 15, 2016 Federal Court in South Carolina Orders Robert S. Leben and Amy L. Leben to Pay over $10 Million in Restitution and Penalties in CFTC Anti-Fraud Enforcement…
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Federal Court Orders New York Firm 4X Solutions, Inc. and Its Principal, Whileon Chay, to Pay More than $10 Million in Disgorgement and a Civil Monetary Penalty for Forex Fraud Ponzi Scheme
... February 8, 2016 Federal Court Orders New York Firm 4X Solutions, Inc. and Its Principal, Whileon Chay, to Pay More than $10 Million in Disgorgement and a Civil Monetary…
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Federal Court Orders Texas-based RFF GP, LLC, KGW Capital Management, LLC, and Kevin G. White to Pay over $7.5 Million for Operating a Fraudulent Commodity Pool
… , July 12, 2013), charging the Defendants with fraud and misappropriation of pool participants’ funds while operating …
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CFTC Orders Utah Resident Scott A. Beatty and his Company, Peak Capital Management Group, Inc., to Pay over $1.6 Million for Forex Fraud and Making False Statements to the CFTC During an Investigation
… $1 million civil monetary penalty for committing fraud and misappropriation, making false statements to the CFTC, and …
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CFTC Orders Florida Resident and His Company to Pay Over $1 Million for Fraud
… wire fraud in connection with fraudulent solicitation and misappropriation of funds from investors. USA v. White, …
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2011-17549
… further states that the Commission should not adopt a ``misappropriation'' theory of ``insider trading''--that is, … further states that the Commission should not adopt a ``misappropriation'' theory of ``insider trading''--that is, …
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Federal Court Orders Trading Firm and CEO to Pay More than $2.5 Million for Fraudulent Bitcoin Ponzi Scheme
… Orders find that, to conceal Defendants’ trading losses and misappropriation, Defendants made and provided false … in order to conceal the scheme’s trading losses and misappropriation, staged a fake computer “hack” that …
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Federal Court in Florida Orders Capital Blu Management, LLC, Donovan Davis Jr., Damien Bromfield, Blayne Davis and DD International Holdings, LLC to Pay More than $17 Million for Committing Fraud
... June 15, 2011 Federal Court in Florida Orders Capital Blu Management, LLC, Donovan Davis Jr., Damien Bromfield, Blayne Davis and DD International Holdings, LLC to Pay More than…
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CFTC Charges Florida Man and His Two Entities for Operating a $3.4 Million Commodity Futures Fraud
...Washington, D.C. — The Commodity Futures Trading Commission today filed a civil enforcement action in the U.S. District Court for the Southern District of Florida against Damian Castilla and his companies, DCAST Capital Investments LLC and Five Traders LLC, all of Miami, Florida, alleging that from January 2014 through the present, Castilla and his companies defrauded at least 50 pool…
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CFTC Charges Florida Resident Neil Pecker and His Company, Vision Financial Partners, LLC, with Fraud in Connection with Off-Exchange Binary Options and Registration Violations
... February 24, 2016 CFTC Charges Florida Resident Neil Pecker and His Company, Vision Financial Partners, LLC, with Fraud in Connection with Off-Exchange Binary Options and…
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