Displaying results 471 - 480 of 880
California Federal Court Permanently Bans Glenn Kane Jackson and Highlands Capital Management from Trading and Registration in Action by CFTC Charging Commodity Pool Fraud
... October 2, 2014 California Federal Court Permanently Bans Glenn Kane Jackson and Highlands Capital Management from Trading and Registration in Action by CFTC Charging…
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CFTC Charges Investment Firm and VP with Commodity Pool Fraud
… Daniel Randolph , a former North Carolina resident, with misappropriation of customer funds and fraudulent …
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Federal Court in Florida Orders Neil Pecker and His Company, Vision Financial Partners, LLC, to Pay More than $6.5 Million in Restitution and a Civil Monetary Penalty in CFTC Binary Options Fraud Action
… Beach, who were charged with fraudulent solicitation and misappropriation in connection with off-exchange binary …
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Federal Court Orders New York Man to Pay Over $800,000 for Commodity Pool Fraud
… to trade off-exchange foreign currency (forex) and misappropriation of over $800,000 of customer funds. The …
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Testimony Before the House Committee on Agriculture Subcommittee on General Farm Commodities and Risk Management
... Testimony of Chairman Gary Gensler Before the House Committee on Agriculture Subcommittee on General Farm Commodities and Risk Management March 3, 2010 Good morning Chairman Boswell, Ranking Member Moran and members of the Subcommittee. Thank you for inviting me to testify regarding the…
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Fifteen Defendants from “Operation Wooden Nickel” Ordered by the Court to Pay Restitution, Return Ill-Gotten Gains, and Pay Fines Totaling over $25 Million
... Release: 5265-06 For Release: December 19, 2006 15 Defendants from “Operation Wooden Nickel” Ordered by the Court to Pay Restitution, Return Ill-Gotten Gains, and Pay Fines Totaling over $25 Million The Honorable George Daniels of the U.S. District Court for the Southern District of New York Finds that these 15 Defendants Committed Fraud and/or Received Ill-Gotten Gains From the…
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Federal Court Orders Defendants EJS Capital Management, LLC, Alex Vladimir Ekdeshman, and Edward J. Servider to Pay $11.6 Million in Sanctions for Forex Fraud Scheme
… off-exchange foreign currency (forex) scheme involving misappropriation of customer funds and false statements to …
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Federal Court Finds that Virtual Currencies Are Commodities
… LLC; and Greyshore Technology, LLC with commodity fraud and misappropriation related to the solicitation of customers …
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CFTC Charges California Resident Jason B. Scharf, His Worldwide Web of Companies, and Florida-Based Affiliate Marketers Michael Shah and Zilmil, Inc. with $16 Million Binary Options Fraud Scheme
… And the scheme, as alleged, was massive, resulting in the misappropriation of over $16 million from more than 8,000 … and personal expenses, and compensating Shah and Zilmil. Misappropriation of Customer Funds According to the …
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Federal Court Orders North Carolina Residents Timothy Bailey and Michael Hudspeth, and their Company, PMC Strategy, LLC, to Pay over $1.8 Million for Fraud in Foreign Currency Ponzi Scheme
… (PMC), to pay over $1.8 million for solicitation fraud and misappropriation in connection with an off-exchange foreign …
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