Displaying results 481 - 490 of 880
Federal Court Orders North Carolina Residents Timothy Bailey and Michael Hudspeth, and their Company, PMC Strategy, LLC, to Pay over $1.8 Million for Fraud in Foreign Currency Ponzi Scheme
… (PMC), to pay over $1.8 million for solicitation fraud and misappropriation in connection with an off-exchange foreign …
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Federal Court in Maryland Orders Sidney J. Charles, Jr. and his Company, The Borrowing Station, LLC, to pay over $600,000 to Settle CFTC Forex Fraud Action
… 23, 2012, that charged Defendants with solicitation fraud, misappropriation, issuing false statements, and registration …
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Federal Court in Texas Orders Rodney Wagner and Roger Wagner, and their company GID Group, Inc., to Pay Over $2.4 Million for Fraud in Foreign Currency (Forex) Ponzi Scheme
… brothers and GID, charging them with solicitation fraud and misappropriation in the operation of multi-million dollar …
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Federal Court Imposes Over $29 Million in Restitution and Penalties Against California and Colorado Residents for Binary Options and Forex Fraud, Registration Violations, and Failure to Comply with Commodity Pool Operator Regulations
...Washington, D.C. — The Commodity Futures Trading Commission today announced the U.S. District Court for the Eastern District of California entered an order granting the CFTC’s motion for entry of default judgment against California-based John D. Black and his affiliated entities Financial Tree (d/b/a Financial Tree Trust); Financial Solution Group (d/b/a Financial Solution Group…
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Federal Court Orders Husband and Wife Team and Their Company to Pay Defrauded Customers More Than $1 Million in Connection with a Futures Trading Scheme
… charging the defendants with fraudulent solicitation and misappropriation involving futures contracts.  In addition …
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Testimony by CFTC Chairman Reuben Jeffery: U.S. Senate Committee on Banking, Housing, and Urban, Affairs
… CPOs. These cases tend to involve ponzi schemes or outright misappropriation, as opposed to legitimate hedge fund … 29, 2005, the CFTC filed an enforcement action alleging misappropriation and fraud involving Connecticut hedge fund …
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Federal Court Orders California Man to Pay Over $600,000 for Commodity Pool Fraud
… Release No.  8078-19 ] alleging, among other things, fraud, misappropriation of investor funds, and failing to register …
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Written Testimony of Chairman J. Christopher Giancarlo before the Senate Banking Committee
… . , which charged the defendants with commodity fraud and misappropriation related to the ongoing solicitation of … Drop Markets , which charged the defendants with fraud and misappropriation in connection with purchases and trading of … which charged an individual and his corporation with fraud, misappropriation, and issuing false account statements in …
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CFTC Charges Sam Bankman-Fried, FTX Trading and Alameda with Fraud and Material Misrepresentations
… and root out those who seek to profit through fraud and misappropriation.” “As defendants touted and marketed …
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CFTC Charges North Carolina Resident C. David Wright with Commodity Pool Fraud
... June 25, 2013 CFTC Charges North Carolina Resident C. David Wright with Commodity Pool Fraud Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC)…
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