Displaying results 491 - 500 of 880
CFTC Charges Trader and his Company with $7 Million Fraud
...September 19, 2019   CFTC Charges Trader and his Company with $7 Million Fraud Washington, DC – The U.S. Commodity Futures Trading Commission announced the filing of a civil enforcement action in the U.S. District Court for the Eastern District of Virginia charging Tate Street Trading, Inc. of Richmond, Va. and Leonard J. Cipolla of Chesterfield, Va. with misappropriating customer…
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CFTC Wins Trial against Virtual Currency Fraudster
… all of their invested funds due to Defendants’ fraud and misappropriation.  Neither Defendant has ever been …
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Statement of Commissioner Kristin N. Johnson: Preserving Trust and Preventing the Erosion of Customer Protection Regulation
...Introduction The health of our financial system and the integrity of our markets rest on the ability of customers to entrust their assets and property to custodians. Consequently, enhancing the protection of customer funds and assets and preventing the erosion of regulation that preserves customer assets is critical to the success of our economy. For thousands of years, customers have…
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CFTC Obtains Judgment Against Albert E. Parish and Parish Economics LLC for Operating a Commodity Pool Scam in CFTC Anti-Fraud Action
... Release: 5609-09 For Release: February 6, 2009 CFTC Obtains Judgment Against Albert E. Parish and Parish Economics LLC for Operating a Commodity Pool Scam in CFTC Anti-Fraud Action Parish Currently Serving a Sentence of More than 24 years in Federal Prison for Related Criminal Violations Washington, DC — The U.S.…
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CFTC Charges Illinois Traders Richard D. Carter and Mark R. Slobodnik and their Company, Blue Guru Trading, LLC, with Fraud
… with fraudulent solicitation, issuing false statements, and misappropriation in connection with investments in their …
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CFTC Charges California Resident Scott Bottolfson with Operating a $14 Million Commodity Pool Ponzi Scheme
... January 11, 2011 CFTC Charges California Resident Scott Bottolfson with Operating a $14 Million Commodity Pool Ponzi Scheme Bottolfson allegedly misappropriated $11…
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Federal Court Issues Preliminary Injunction against Jay Nolan and His Company, Lodge Capital Group, LLC, Charged with Commodity Pool Fraud
… Ill. The CFTC charged the defendants in January, 2010, with misappropriation and fraud in operating a commodity pool …
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Federal Court in Illinois Orders Chicago-Based Trader Bradley Scott Schiller to Pay more than $7.5 Million in Restitution and a Civil Monetary Penalty for a Multi-Million Dollar Commodity Futures Fraud
... August 6, 2013 Federal Court in Illinois Orders Chicago-Based Trader Bradley Scott Schiller to Pay more than $7.5 Million in Restitution and a Civil Monetary Penalty for a…
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CFTC Charges San Diego Resident Charles Steven Goodie and His Company, CSG Commodity Services Group, with Commodity Pool Fraud
… Pool Fraud Defendants charged with fraudulent solicitation, misappropriation of customer funds, and false statements …
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Federal Court Orders Florida Company to Pay More Than $15 Million in Monetary Sanctions for Fraud and Illegal Transactions
… to customers, Omega Knight and Aviv Hen concealed their misappropriation and fraudulent scheme. Moreover, the …
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