Displaying results 541 - 550 of 880
U.S District Court Imposes Sanctions of More than $2.9 Million Against Foreign Fund, Two Individuals, and a Tennessee Corporation in CFTC Anti-Fraud Action
… futures contracts. Fastian and Mealing were charged with misappropriation in connection with their handling of …
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South Florida Court Orders Jeffrey Paul Jedlicki, Jeffrey Jedlicki, Inc., Roxana Sofia Lao Mendez, and Beatriz Peralta Quesada to Pay More Than $1.39 Million in Restitution, Disgorgement, and Civil Monetary Penalties for Foreign Currency Options Scam
… judgment against Jedlicki finds that he committed fraud by misappropriation and sales solicitation fraud and that …
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CFTC Charges Charlottesville, Virginia Man with Stealing $1 Million From Investors in a Ponzi Scheme Involving More than $10 Million
... Release: 5632-09 For Release: March 11, 2009 CFTC Charges Charlottesville, Virginia Man with Stealing $1 Million from Investors in a Ponzi Scheme Involving More than $10 Million Virginia Federal District Court Issues Restraining Order Freezing Defendants’ Assets and Preserving Records Washington, DC – The U.S.…
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CFTC Charges The Kane Capital Investment Group, LLC and Amrit Chahal of Virginia with Operating a Commodity Pool Ponzi Scheme
… losses and attracting additional pool participants.   Misappropriation of Pool Participants’ Funds   As alleged in …
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CFTC Charges California Resident Thomas Gillons with Fraud and Acting as an Unregistered Futures Commission Merchant
... November 25, 2014 CFTC Charges California Resident Thomas Gillons with Fraud and Acting as an Unregistered Futures Commission Merchant Federal Court Issues…
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CFTC Charges Florida Precious Metals Company Kastle & Hawke, Inc. and its Principals, James A. Ward and Nathaniel R. Walker, with Fraud
... March 30, 2011 CFTC Charges Florida Precious Metals Company Kastle & Hawke, Inc. and its Principals, James A. Ward and Nathaniel R. Walker, with Fraud …
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New York Federal Court Freezes Assets of Brian Kim and His New York Firm, Liquid Capital Management LLC
… with $2.1 million commodity pool solicitation fraud, misappropriation, providing false statements and …
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Minnesota Federal Court Orders Minnesota Man Charles E. Hays and His Company, Crossfire Trading, LLC, to Pay More than $84 Million in Disgorgement and Civil Monetary Penalties in Connection with Multi-Million Dollar Commodity Pool Ponzi Scheme
... February 2, 2011 Minnesota Federal Court Orders Minnesota Man Charles E. Hays and His Company, Crossfire Trading, LLC, to Pay More than $84 Million in Disgorgement and Civil…
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Federal Court Issues Preliminary Injunction Against Florida Resident Beau Diamond and His Company, Diamond Ventures LLC, in CFTC Multi-Million Dollar Forex Fraud Action
… filed on September 3, 2009, charging Diamond and DV with misappropriation and fraud in operating a foreign currency …
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Illinois Federal Court Enters Preliminary Injunction Against Brookshire Raw Materials Management, LLC, a Barrington, Illinois-Based Commodity Pool Operator, and its Canadian Principals
... Release: 5649-09 For Release: April 21, 2009 Illinois Federal Court Enters Preliminary Injunction Against Brookshire Raw Materials Management, LLC, a Barrington, Illinois-Based Commodity Pool Operator, and its Canadian Principals CFTC Charged Defendants in February with Misappropriating More Than $4.6 Million of Customer Funds;…
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