Displaying results 551 - 560 of 880
Federal Court in Illinois Orders Jay C. Nolan and His Company, Lodge Capital Group, LLC, to Pay $825,000 Civil Monetary Penalty for Multi-Million Commodity Pool Fraud Scheme
... July 27, 2011 Federal Court in Illinois Orders Jay C. Nolan and His Company, Lodge Capital Group, LLC, to Pay $825,000 Civil Monetary Penalty for Multi-Million Commodity Pool…
Created on:
CFTC Charges Jeffery A. Lowrance and His Company, First Capital Savings and Loan, with Operating a Million Dollar Foreign Currency Ponzi Scheme
... July 15, 2011 CFTC Charges Jeffery A. Lowrance and His Company, First Capital Savings and Loan, with Operating a Million Dollar Foreign Currency Ponzi Scheme …
Created on:
CFTC Charges California Resident Thomas Gillons with Fraud and Acting as an Unregistered Futures Commission Merchant
... November 25, 2014 CFTC Charges California Resident Thomas Gillons with Fraud and Acting as an Unregistered Futures Commission Merchant Federal Court Issues…
Created on:
CFTC Charges Florida Precious Metals Company Kastle & Hawke, Inc. and its Principals, James A. Ward and Nathaniel R. Walker, with Fraud
... March 30, 2011 CFTC Charges Florida Precious Metals Company Kastle & Hawke, Inc. and its Principals, James A. Ward and Nathaniel R. Walker, with Fraud …
Created on:
New York Federal Court Freezes Assets of Brian Kim and His New York Firm, Liquid Capital Management LLC
… with $2.1 million commodity pool solicitation fraud, misappropriation, providing false statements and …
Created on:
Minnesota Federal Court Orders Minnesota Man Charles E. Hays and His Company, Crossfire Trading, LLC, to Pay More than $84 Million in Disgorgement and Civil Monetary Penalties in Connection with Multi-Million Dollar Commodity Pool Ponzi Scheme
... February 2, 2011 Minnesota Federal Court Orders Minnesota Man Charles E. Hays and His Company, Crossfire Trading, LLC, to Pay More than $84 Million in Disgorgement and Civil…
Created on:
Federal Court Issues Preliminary Injunction Against Florida Resident Beau Diamond and His Company, Diamond Ventures LLC, in CFTC Multi-Million Dollar Forex Fraud Action
… filed on September 3, 2009, charging Diamond and DV with misappropriation and fraud in operating a foreign currency …
Created on:
Illinois Federal Court Enters Preliminary Injunction Against Brookshire Raw Materials Management, LLC, a Barrington, Illinois-Based Commodity Pool Operator, and its Canadian Principals
... Release: 5649-09 For Release: April 21, 2009 Illinois Federal Court Enters Preliminary Injunction Against Brookshire Raw Materials Management, LLC, a Barrington, Illinois-Based Commodity Pool Operator, and its Canadian Principals CFTC Charged Defendants in February with Misappropriating More Than $4.6 Million of Customer Funds;…
Created on:
CFTC Sues Boca Raton Resident Michael A. Meisner and His Company, Phoenix Diversified Investment Corp., in Commodity Pool Anti-Fraud Action
… and to support his lifestyle. In addition to fraud and misappropriation allegations, the CFTC complaint also …
Created on:
CFTC Charges Ex-felon Turned Business Man, Kenneth Branch, and His Company, Cocoon Trade Inc., with Fraud
... Release: 5479-08 For Release: April 7, 2008 CFTC Charges Ex-felon Turned Business Man, Kenneth Branch, and His Company, Cocoon Trade Inc., with Fraud Defendants Charged with Fraudulently Soliciting at Least $1.4 Million from Washington, DC, Area Residents to Trade Commodity Futures Washington, DC - The U.S.…
Created on: