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Lake Shore Group of Companies Inc., Ltd., Prohibited from Trading Commodity Futures, as Illinois Federal Court Puts the Brakes on Multi-Million Dollar International Fraud
... Release: 5492-08 For Release: April 30, 2008 Lake Shore Group of Companies Inc., Ltd., Prohibited from Trading Commodity Futures, as Illinois Federal Court Puts the Brakes on Multi-Million Dollar International Fraud Court Finds that Defendants Defrauded Pool Participants by Misappropriating More Than $11 Million of Investor…
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CFTC Charges Florida Man And His Firm With Stealing $1.5 Million From Customers
... Release: 5157-06 For Release: February 7, 2006 US Commodity Futures Trading Commission Charges Florida Man And His Firm With Stealing $1.5 Million From Customers CFTC Alleges That Defendant Lazaro Jose Rodriguez Solicited Customers By Fraudulently Promising Large Commodity Trading Profits, And Then Misappropriated Customer…
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CFTC Charges Idaho Resident Daren L. Palmer with Operating $40 Million Ponzi Scheme
… 26, 2009, charges Palmer with solicitation fraud and misappropriation of pool funds for personal use and for use …
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CFTC Charges New York Resident Kevin Scott Antonovich with Commodity Pool Fraud
… Kevin Scott Antonovich of Woodside, New York, with misappropriation of customer funds and fraudulent …
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Federal Court in Illinois Orders Former Sentinel Management Group, Inc. Senior Vice President Charles K. Mosley to Pay More than $2 Million for Misusing Customer Funds
… Mosley with aiding and abetting Sentinel’s commingling and misappropriation of commodity customer funds it received …
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Federal Court Orders California Residents Christopher Valois and Cynthia Wong and Their Companies to Pay over $1.1 Million for Fraud and Registration Violations
… the Defendants with precious metals and futures fraud, misappropriation, engaging in illegal off-exchange precious …
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CFTC Charges Maverick International, Inc. and its Principals Wesley Allen Brown and Edward Rubin with Pool Fraud and Other Violations
... March 31, 2015 CFTC Charges Maverick International, Inc. and its Principals Wesley Allen Brown and Edward Rubin with Pool Fraud and Other Violations Washington, DC…
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Court Finds El Paso Man and His Firm Liable for Defrauding Forex and Cryptocurrency Clients of More Than $7.2 Million
...Washington, D.C. – The Commodity Futures Trading Commission today announced that a consent order was entered in the Western District of Texas in an enforcement action against defendants Abner Alejandro Tinoco, and his company, Kikit & Mess Investments, LLC, a self-styled investment firm, finding that they misappropriated in excess of $7.2 million from investors who intended to trade forex…
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CFTC Files Three Enforcement Actions Addressing Insider Trading; Forex Fraud; and Fraudulent Solicitation, Impersonation of a CFTC Investigator, and Forging CFTC Documents, All in Attempt to Steal Bitcoin
… Perry (together, Defendants), with commodity fraud and misappropriation.  In a Complaint filed in the U.S. District …
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Federal Court Orders Jeffrey Slemmer, Christian Dorrian, Adam Roth, and Their Florida-Based Companies to Pay over $5.4 Million in Restitution and a Penalty in CFTC Precious Metals and Diamonds Anti-Fraud Action
... August 17, 2017 Federal Court Orders Jeffrey Slemmer, Christian Dorrian, Adam Roth, and Their Florida-Based Companies to Pay over $5.4 Million in Restitution and a Penalty in CFTC Precious Metals and Diamonds Anti-Fraud Action Slemmer Enterprises, Dorrian Enterprises and Roth Investment Group All Part of the Berkley Enterprise that…
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