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CFTC Charges US Coin Bullion LLC and its Owners with $7.9 Million Precious Metals Fraud
...January 10, 2020 CFTC Charges US Coin Bullion LLC and its Owners with $7.9 Million Precious Metals Fraud Washington, DC – The U.S. Commodity Futures Trading Commission today announced it filed a civil enforcement action on January 8th in the U.S. District Court for the Middle District of Florida, charging US Coin Bullion LLC, Salvatore Esposito, and Joseph Esposito with misappropriating…
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CFTC Charges Charles H. McAllister of Alabama with Engaging in a Fraudulent Precious Metals Scheme
… , of Auburn, Alabama, charging him with fraud and misappropriation in connection with contracts of sale of …
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CFTC Charges Brooklyn Resident Yehuda L. Belsky with Binary Options Fraud, Violating a Prior CFTC Order and Making False Statements to the CFTC
...September 26, 2018 CFTC Charges Brooklyn Resident Yehuda L. Belsky with Binary Options Fraud, Violating a Prior CFTC Order and Making False Statements to the CFTC CFTC also Charges Belsky with Acting as an Unregistered Commodity Trading Advisor Washington DC — The Commodity Futures Trading Commission (CFTC or Commission) filed a civil enforcement action in the U.S. District Court…
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Atlanta Economics Club Keynote Address At The Federal Reserve Bank of Atlanta by Commissioner Kristin N. Johnson
… limits); 7) reporting and recordkeeping violations; 8) misappropriation of material, non-public, confidential …
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CFTC Seeks to Revoke the Registration of Hedge Fund Operator Bayou Management LLC
... Release: 5243-06 For Release: October 10, 2006 U.S. Commodity Futures Trading Commission Seeks to Revoke the Registration of Hedge Fund Operator Bayou Management LLC Washington, D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that on September 27, 2006 it filed a Notice of Intent to Revoke Registration (Notice) against Bayou Management LLC. The Notice…
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Opening Statement of Commissioner Mark Wetjen for the CFTC Open Meeting on January 11, 2012
… exposed to operational risks, including risks of fraud or misappropriation. But no regulation—indeed, no segregation … model in itself—will in every case prevent the willful misappropriation of customer funds. That is why I have asked …
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CFTC Revokes Registrations of Florida Company and its CEO for Fraud and Related Criminal Conviction
...Washington, D.C. — The Commodity Futures Trading Commission today announced it has revoked the Commodity Pool Operator and Commodity Trading Advisor registrations of Phy Capital Investments LLC of Miami, Florida and the Associated Person registration of its owner Fabio Bretas de Freitas, formerly of Miami, Florida. The CFTC initiated revocation proceedings against Phy Capital and Bretas on…
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CFTC Releases Annual Enforcement Results for Fiscal Year 2016
… Trades, Fictitious Trades, Position Limits, Trading Ahead 4 Misappropriation of Material, Non Public , Confidential …
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CFTC Revokes the Registration of Hedge Fund Operator Samuel Israel III, Former Managing Member of Bayou Management LLC
... Release: 5224-06 For Release: August 31, 2006 CFTC Revokes the Registration of Hedge Fund Operator Samuel Israel III, Former Managing Member of Bayou Management LLC Washington, D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that on August 22, 2006, it filed a Notice of Intent to Revoke Registration (Notice) against Samuel Israel III. The CFTC…
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“The Pandemic of Ponzimonium”
... “The Pandemic of Ponzimonium” Speech of Commissioner Bart Chilton to the New York Law School, Center on Financial Services Law November 15, 2011 Introduction It is an honor and pleasure to be here with you this afternoon. Thanks particularly to Professor Ron Filler for…
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