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Atlanta Economics Club Keynote Address At The Federal Reserve Bank of Atlanta by Commissioner Kristin N. Johnson
… limits); 7) reporting and recordkeeping violations; 8) misappropriation of material, non-public, confidential …
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“It Takes a Pillage—Financial Fiascos, Frauds and Fixes”
... “It Takes a Pillage—Financial Fiascos, Frauds and Fixes” Speech by Commissioner Bart Chilton to the Hot Springs Village Democratic Club, Hot Springs Village, AR March 23, 2012 Introduction Thank you. It’s good to be with you today. I really appreciate the invitation…
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CFTC Charges Utah Resident William D. Perkins with $3.4 Million Hedge Fund Fraud
... Release: 5240-06 For Release: October 5, 2006 U.S. Commodity Futures Trading Commission Charges Utah Resident William D. Perkins with $3.4 Million Hedge Fund Fraud Washington, D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today the filing of a civil enforcement action in the United States District Court for the District of New Jersey, Camden Vicinage, against…
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Federal Court Orders Tennessee and Kentucky Men and Their Company to Pay Over $5 Million for Commodity Futures Pool Fraud
...Washington, D.C. — The Commodity Futures Trading Commission today announced that the U.S. District Court for the Middle District of Tennessee entered a summary judgment order on March 16, 2022 for permanent injunction, monetary sanctions, and equitable relief against Rodney Scott Phelps, formerly of Tennessee. Previously, the U.S. District Court for the Middle District of Tennessee…
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Keynote Address of Commissioner Kristin Johnson at Digital Assets @ Duke Conference, Duke’s Pratt School of Engineering and Duke Financial Economics Center
… parent company filed for bankruptcy revealing MF Global’s misappropriation of $1.6 billion in customer funds.  MF …
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Federal Court Orders Alabama Man to Pay More Than $16 Million in Precious Metals Fraud
...Washington, D.C. — The Commodity Futures Trading Commission announced today that the U.S. District Court for the Southern District of Texas entered a consent order against Charles McAllister of Alabama. The order requires McAllister to pay $16,186,212.56 in restitution and permanently enjoins McAllister from engaging in conduct that violates the Commodity Exchange Act (CEA), from registering…
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Federal Court Orders Defendants Arista LLC, Abdul Sultan Walji, and Reniero Francisco, All of Southern California, to Pay over $22 Million in Restitution and Fines for Commodity Pool Fraud and Making False Statements to the CFTC
... December 4, 2013 Federal Court Orders Defendants Arista LLC, Abdul Sultan Walji, and Reniero Francisco, All of Southern California, to Pay over $22 Million in Restitution and Fines for Commodity Pool Fraud and Making False Statements to the CFTC Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Paul A. Engelmayer of the U.S.…
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CFTC Orders New York Man to Pay More than $1 Million for Role in Fraudulent Binary Options Scheme
...Washington, D.C. — The Commodity Futures Trading Commission today issued an order filing and settling charges against Glenn Olson formerly of Brooklyn, New York, for his role in a binary options fraud that harmed U.S. customers involving Blue Bit Banc, a United Kingdom company, and Blue Bit Analytics, Ltd, located in Turks and Caicos. The order requires Olson to disgorge all of his ill-…
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New Jersey Federal Court Orders Alcibiades Cifuentes, Jennifer Wee Cifuentes, and Cifuentes Fund Management, LLC, to Pay More Than $2.2 Million for Forex Fraud Scheme
...May 8, 2018 New Jersey Federal Court Orders Alcibiades Cifuentes, Jennifer Wee Cifuentes, and Cifuentes Fund Management, LLC, to Pay More Than $2.2 Million for Forex Fraud Scheme Washington, DC — The Commodity Futures Trading Commission (CFTC) announced that Judge Esther Salas of the U.S. District Court for the District of New Jersey has entered an Order of default judgment and permanent…
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Remarks of Chairman J. Christopher Giancarlo at the North American Securities Administrators Association (NASAA) Conference, Washington, D.C.
… taken significant action to thwart manipulation, fraud, and misappropriation of financial instruments and investments, … our joint successes. In a forex fraud case involving the misappropriation of over $40 million from 600 customers, the …
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