Displaying results 661 - 670 of 880
CFTC Charges Danish Man in $1.5 Million Forex Fraud Scheme
...Washington, D.C. — The Commodity Futures Trading Commission today announced the filing of an enforcement action in the U.S. District Court for the Southern District of New York, charging defendant Casper Mikkelsen, a/k/a “Carsten Nielsen,” a/k/a “Brian Thomson,” a/k/a “Thomas Jensen,” a/k/a Casper Muller,” a resident of Denmark, with engaging in a $1.5 million foreign currency (forex) fraud…
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CFTC Files Action to Revoke the Registration of Philadelphia Alternative Asset Management Company
... Release: 5554-08 For Release: September 24, 2008 CFTC Files Action to Revoke the Registration of Philadelphia Alternative Asset Management Company Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) has filed an action to revoke the registration of Philadelphia Alternative Asset Management Company, LLC (…
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Federal Court Orders Colorado Man Nicholas Trimble and His Two Companies, Capstone FX Quantitative Analysis, Inc. and Beekeepers Fund Capital Management, LLC, to Pay More than $3.5 Million in Foreign Currency Fraud Action
... March 14, 2013 Federal Court Orders Colorado Man Nicholas Trimble and His Two Companies, Capstone FX Quantitative Analysis, Inc. and Beekeepers Fund Capital Management, LLC, to Pay More than $3.5 Million in Foreign Currency Fraud Action Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained federal court orders for more than $3.5…
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CFTC Files Enforcement Action Charging Missouri Resident Daniel K. Steele and His Foreign Currency Firm with Violations of the Commodity Exchange Act and Forex Regulations
... September 26, 2013 CFTC Files Enforcement Action Charging Missouri Resident Daniel K. Steele and His Foreign Currency  Firm with Violations of the Commodity Exchange Act and Forex Regulations Court enters Order freezing Defendants’ assets and protecting books and records Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of…
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South Carolina Federal District Court Issues Consent Order of Preliminary Injunction against Albert E. Parish, Jr. and His Company Parish Economics, LLC
... Release: 5344-07 For Release: June 5, 2007 South Carolina Federal District Court Issues Consent Order of Preliminary Injunction against Albert E. Parish, Jr. and His Company Parish Economics, LLC Court's Action Stems from CFTC Civil Action Charging Defendants with Commodity Pool Fraud and Other Violations of Federal…
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CFTC Charges Kentucky Man in Multi-Million Dollar Fraud Scheme
...Washington, D.C. — The Commodity Futures Trading Commission today announced the filing of a civil enforcement action in the Eastern District of Kentucky against defendant William S. Evans III (d/b/a Turning Point Investments) of Harrodsburg, Kentucky, charging him with fraud in connection with soliciting clients to trade S&P commodity futures contracts and options in a commodity pool…
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Delaware Resident Kenneth Branch and his company, Cocoon Trade, Inc., Ordered to Pay More than $1.5 Million in Restitution and Penalties in CFTC Commodity Pool Fraud Action
... Release: 5658-09 For Release: May 20, 2009 Delaware Resident Kenneth Branch and his company, Cocoon Trade, Inc., Ordered to Pay More than $1.5 Million in Restitution and Penalties in CFTC Commodity Pool Fraud Action Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today the entry of a Consent Order…
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CFTC Revokes Registrations of Georgia Resident Robert A. Christy and his company, Crabapple Capital Group LLC
… Act (CEA) and CFTC Regulations by engaging in fraud and misappropriation in connection with their operation of a …
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Federal Court Orders Defendants to Pay More Than $2.7 Million in a Forex Fraud Scheme
...August 9, 2019 Federal Court Orders Defendants to Pay More Than $2.7 Million in a Forex Fraud Scheme Washington, DC — The U.S. Commodity Futures Trading Commission today announced that the U.S. District Court for the Northern District of Georgia entered a default judgment against defendants Kevin Andre Perry and Lucrative Pips Corporation of Atlanta, Georgia in an enforcement action in…
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Charles DeFazio And Galaxy Resources 2000, LLC to Pay $1.43 Million In Sanctions to Settle CFTC Pool Fraud Action
... Release: 5456-08 For Release: February 14, 2008 Charles DeFazio and Galaxy Resources 2000, LLC to Pay $1.43 Million in Sanctions to Settle CFTC Pool Fraud Action Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) announced today that it settled a commodity pool fraud action against Oceanside, California…
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