Displaying results 681 - 690 of 880
CFTC Congratulates U.S. Attorney for Obtaining a Criminal Conviction Against Frank Anthony DeSantis III of Stuart, Florida, for Operating a Commodities Investment Scheme
… in restitution and penalties for committing fraud and misappropriation in connection with his operation of …
Created on:
New York Court Enters Order Imposing More than $2,000,000 in Monetary and Other Sanctions against Joseph Pappalardo, Ronald Turner, and Miron Vinokur in a Foreign Currency Scam
... Release: 5336-07 For Release: May 17, 2007 New York Court Enters Order Imposing More than $2,000,000 in Monetary and Other Sanctions against Joseph Pappalardo, Ronald Turner, and Miron Vinokur in a Foreign Currency (Forex) Scam Washington, D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced that U.S.…
Created on:
New York Firm Sanctioned for Defrauding Investors in Excess of $4.4 Million Dollars in a Foreign Currency (Forex) Scam
... Release: 5271-07 For Release: January 4, 2007 New York Firm Sanctioned for Defrauding Investors in Excess of $4.4 Million Dollars in a Foreign Currency (Forex) Scam U.S. District Court Judge Enters Order Imposing Monetary and Other Penalties against Falco & Stevens, Inc. and its President Washington, D.C.— The…
Created on:
Statement of Dissent to the Registration of Intermediaries Final Rule
… two widely publicized incidents of intermediary fraud and misappropriation of customer funds ( i.e. , MF Global …
Created on:
CFTC Charges South Carolina Resident Robert Stanley Harrison with Commodity Pool Fraud
... February 11, 2013 CFTC Charges South Carolina Resident Robert Stanley Harrison with Commodity Pool Fraud Federal court issues emergency order freezing assets and…
Created on:
Florida Federal Court Orders Claudio Aliaga and His Company, CMA Capital Management, LLC, to Pay $5.5 Million in Penalties and Restitution for Operating a Forex Ponzi Scheme
... September 27, 2012 Florida Federal Court Orders Claudio Aliaga and His Company, CMA Capital Management, LLC, to Pay $5.5 Million in Penalties and Restitution for Operating a…
Created on:
CFTC Seeks to Revoke or Suspend the Registration of Raleigh Capital Management, Inc.
... October 26, 2011 CFTC Seeks to Revoke or Suspend the Registration of Raleigh Capital Management, Inc. The Chicago-based registered commodity pool operator was…
Created on:
CFTC Charges Massachusetts Man Jeffrey Liskov and His Company, EagleEye Asset Management, LLC, with Committing a $3 Million Forex Fraud
... September 8, 2011 CFTC Charges Massachusetts Man Jeffrey Liskov and His Company, EagleEye Asset Management, LLC, with Committing a $3 Million Forex Fraud Customer…
Created on:
Federal Court in North Carolina Orders Dennis Todd Hagemann and Yellowstone Partners, Inc. to Pay More than $1.6 Million for Defrauding Investors in a Foreign Currency Ponzi Scheme
... March 10, 2011 Federal Court in North Carolina Orders Dennis Todd Hagemann and Yellowstone Partners, Inc. to Pay More than $1.6 Million for Defrauding Investors in a Foreign…
Created on:
Honolulu-based Marvin Cooper and His Company, Billion Coupons, Inc., Ordered to Pay More than $6.2 Million in Sanctions in Connection with Ponzi Scheme Targeting the Deaf Community
... September 2, 2010 Honolulu-based Marvin Cooper and His Company, Billion Coupons, Inc., Ordered to Pay More than $6.2 Million in Sanctions in Connection with Ponzi Scheme…
Created on: