Displaying results 691 - 700 of 880
CFTC Seeks to Revoke the Registrations of Abdul Sultan Walji and His Company, Arista LLC, Based on Court’s Permanent Injunction Order Prohibiting Them from Committing Fraud and on Walji’s Conviction for Criminal Commodities Fraud
... February 20, 2014 CFTC Seeks to Revoke the Registrations of Abdul Sultan Walji and His Company, Arista LLC, Based on Court’s Permanent Injunction Order Prohibiting Them from…
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CFTC Charges South Carolina Resident Robert Stanley Harrison with Commodity Pool Fraud
... February 11, 2013 CFTC Charges South Carolina Resident Robert Stanley Harrison with Commodity Pool Fraud Federal court issues emergency order freezing assets and…
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Florida Federal Court Orders Claudio Aliaga and His Company, CMA Capital Management, LLC, to Pay $5.5 Million in Penalties and Restitution for Operating a Forex Ponzi Scheme
... September 27, 2012 Florida Federal Court Orders Claudio Aliaga and His Company, CMA Capital Management, LLC, to Pay $5.5 Million in Penalties and Restitution for Operating a…
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CFTC Seeks to Revoke or Suspend the Registration of Raleigh Capital Management, Inc.
... October 26, 2011 CFTC Seeks to Revoke or Suspend the Registration of Raleigh Capital Management, Inc. The Chicago-based registered commodity pool operator was…
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CFTC Charges Massachusetts Man Jeffrey Liskov and His Company, EagleEye Asset Management, LLC, with Committing a $3 Million Forex Fraud
... September 8, 2011 CFTC Charges Massachusetts Man Jeffrey Liskov and His Company, EagleEye Asset Management, LLC, with Committing a $3 Million Forex Fraud Customer…
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CFTC Files Amended Complaint Which Adds Charge That Defendants Arista LLC, Abdul Sultan Walji and Reniero Francisco of California Made False Statements to the CFTC
... June 4, 2013 CFTC Files Amended Complaint Adding Charge that Defendants Arista LLC, Abdul Sultan Walji and Reniero Francisco of California Made False Statements to the CFTC Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) filed an amended complaint on May 28, 2013, in its pending action, CFTC v. Arista LLC, et al. (U.S. District Court, Southern District of…
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Victims of New York Ponzi Scheme Recover Over $1 Billion Following CFTC Enforcement Action
...Washington, D.C. — The Commodity Futures Trading Commission today announced that, pursuant an order entered on Monday, August 24, 2020 by the U.S. District Court for the Southern District of New York, the court-appointed receiver has completed a final distribution to victims in a $1.3 billion Ponzi scheme case brought by the CFTC in 2009. [See CFTC Press Release No. 5621-09] Specifically, the…
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Concurring Statement of Commissioner Christy Goldsmith Romero in the Classic Energy Natural Gas Insider Trading Case
...The Commission brought a civil enforcement case connected to a criminal insider trading conspiracy in natural gas markets referred to as the Classic Energy cases.  The follow-on CFTC civil case is against co-conspirator, and former Classic Energy broker Lee Tippett, who awaits sentencing after his criminal conviction for conspiracy to commit honest services wire fraud and commodities…
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Michigan-Based Aurifex Commodities Research Co. Ordered to Pay a Total of $150,000 in Restitution and Civil Monetary Penalties to Resolve CFTC Charges of “Private Hedge Fund” Fraud
... Release: 5573-08 For Release: November 25, 2008 Michigan-Based Aurifex Commodities Research Co. Ordered to Pay a Total of $150,000 in Restitution and Civil Monetary Penalties to Resolve CFTC Charges of “Private Hedge Fund” Fraud Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) announced that it…
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California Federal Court Orders Resident Brett E. Lovett to Pay More Than $635,000 in Sanctions in Fraud Action Brought by the CFTC
... Release: 5416-07 For Release: November 29, 2007 California Federal Court Orders Resident Brett E. Lovett to Pay More Than $635,000 in Sanctions in Fraud Action Brought by the CFTC Lovett Ordered to Repay Funds Owed to Fellow Members of his Church Washington, DC – The U.S. Commodity Futures Trading…
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