Displaying results 121 - 130 of 1195
CFTC Obtains $12.7 Billion Judgment Against FTX and Alameda
...Washington, D.C. — The Commodity Futures Trading Commission today announced the U.S. District Court for the Southern District of New York entered a consent order of permanent injunction and other equitable relief against FTX Trading Ltd. and Alameda Research LLC (together, FTX) and ordered FTX to pay $12.7 billion in monetary relief to FTX customers and victims of FTX’s fraud. The order…
Created on:
Futures Glossary
...(function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start': new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0], j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src= 'https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f); })(window,document,'script','dataLayer','GTM-WVWR6GVX'); .glossary_container .title a { color: #…
Created on:
Statement of Commissioner Caroline D. Pham on SEC v. Jarkesy
… done at the Commission to ensure that our adjudications and settlements can withstand scrutiny, particularly when they …
Created on:
Statement of Commissioner Caroline D. Pham in Support of Foreign Boards of Trade Final Rule
...I support the Foreign Boards of Trade (FBOT) Final Rule because it promotes access to markets for U.S. participants, competition, and liquidity.  I would like to thank Maura Dundon, Roger Smith, and Alexandros Stamoulis in the CFTC’s Division of Market Oversight for their work on this rulemaking. I will reiterate key points from my statement on the FBOT proposed rule. [1] As a CFTC…
Created on:
CFTC’s Global Markets Advisory Committee Advances Recommendations on Basel III Endgame and Variation Margin Processes
...NEW YORK, N.Y. — The Commodity Futures Trading Commission’s Global Markets Advisory Committee (GMAC), sponsored by CFTC Commissioner Caroline D. Pham, advanced two recommendations to examine the impacts of proposed U.S. bank capital requirements and to improve collateral and liquidity management for non-centrally cleared derivatives. “The GMAC continues to make great progress developing…
Created on:
Achieving Growth and Progress: Statement of Commissioner Caroline D. Pham at the Global Markets Advisory Committee June 4 Meeting
… regional authorities, including the Bank for International Settlements, the Financial Stability Board and others. The …
Created on:
Statement of Commissioner Caroline D. Pham Regarding Rule 11 Sanctions Motion in CFTC v. Traders Global Group
… to get a rubber stamp approval to railroad the public into settlements that deprive Americans of their Constitutional …
Created on:
CFTC Permanently Revokes Registrations of Mississippi-based Commodity Trading Advisor and Associated Person
...Washington, D.C. — The Commodity Futures Trading Commission today issued an opinion and order revoking the registrations of Ted Brent Alexander of Jackson, Mississippi. The CFTC filed a Notice of Intent to Revoke Registration Pursuant to Section 8a(2) of the Commodity Exchange Act (CEA) against Alexander on March 13, 2024. [See CFTC Press Release No. 8876-24]. The CFTC action is based on…
Created on:
Concurring Statement of Commissioner Caroline D. Pham on Japan Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
… ; Bank for International Settlements Basel Committee on Banking Supervision, The …
Created on:
Statement of Commissioner Caroline D. Pham on Reasonable Accommodation
...Washington, DC—Commodity Futures Trading Commission (CFTC) Commissioner Caroline D. Pham released the following statement regarding the CFTC’s administrative order regarding J.P. Morgan Securities LLC announced today: “I find it deeply disturbing that the CFTC did not provide reasonable accommodation to respect a religious holiday.  The CFTC demanded that legal submissions be produced…
Created on: