Displaying results 131 - 140 of 1195
… regional authorities, including the Bank for International Settlements, the Financial Stability Board and others. The …
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...I respectfully concur on In re Falcon Labs Ltd.[1] because the cross-border issues raised in this matter re-open decades of settled Congressional intent and well-established Commission interpretation of the Commodity Exchange Act’s (CEA) extraterritoriality and cross-border application to foreign futures and options transactions and the futures commission merchant (FCM) registration…
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...2007 Updates
Status Updates and Court Documents for 2008 | 2007 | 2006 | 2005 | 2004
Interim August 2007 Update
Although the trial team cannot provide a full case update at this time, this update will provide the details of the most significant current events.
On July 17, 2007, the Court issued a notice of trial setting the trial date for this…
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… vacated when the Receiver and the claimants entered into settlements of their claims. These settlements were approved by Judge Kugler on March 10, April … vacated when the Receiver and the claimants entered into settlements of their claims. These settlements were approved …
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Basics of Futures Trading
A commodity…
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… Additional authority 3. Settlement procedures (a) Daily settlements (b) Settlement banks (c) Settlement finality (d) … in hand with proposed Sec. 39.14(b), which addresses daily settlements based on a DCO's measurement of its credit … Dodd-Frank Act,\47\ requires a DCO to: (a) Complete money settlements on a timely basis, but not less frequently than …
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...Introduction
Today, in a historic judgment with a $12.7 billion settlement, the Commodity Futures Trading Commission (Commission or CFTC) announced the entry of a consent order in its litigation against FTX Trading Ltd. (FTX) and Alameda Research LLC (Alameda). Today’s announcement sends a clear message regarding the Commission’s intent to hold fraudsters accountable. The consent order,…
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FR Doc E9-18159[Federal Register: July 30, 2009 (Volume 74, Number 145)]
[Notices]
[Page 37988-37991]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr30jy09-36]
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COMMODITY FUTURES TRADING COMMISSION…
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FR Doc E9-18159[Federal Register: July 30, 2009 (Volume 74, Number 145)]
[Notices]
[Page 37988-37991]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr30jy09-36]
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COMMODITY FUTURES TRADING COMMISSION…
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Filing Requirements for Foreign Security Index Exemptions
Futures and options on futures based on broad-based security indexes are under the exclusive jurisdiction of the CFTC. This is in contrast to security futures products, including futures on narrow-based security indexes, which are subject to the joint jurisdiction of the CFTC and the Securities and Exchange Commission.…
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