Displaying results 151 - 160 of 1184
Statement of Commissioner Kristin N. Johnson: Closing a Gap, Preserving Market Integrity and Protecting Clearing Member Funds Held by Derivatives Clearing Organizations
… Proposed Rule. [1] IND. HIST. SOC’Y, EARLY BLACK SETTLEMENTS: Early Black Settlements By County (Miami County) … //indianahistory.org/research/research-materials/early-black-settlements/early-black-settlements-by-county/ . [2] Kristin …
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2013-19845
… (Margin); Principle 7 (Liquidity risk); Principle 9 (Money settlements); Principle 14 (Segregation and portability); … 7. Principle 9: Money Settlements Principle 9 addresses money settlements, stating that an FMI should minimize and …
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Industry Filings
... September 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 09/29/2006 09/29/2006 USFE Rule Numbers – US Futures Exchange, LLC 4th Amended and Restated Bylaws US Futures Exchange, LLC has amended and restated it’s Bylaws in conjunction with a corporate ownership restructuring. Eurex US certifies…
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Ask CFTC
... How to Read Futures Price Tables Price is the key statistic generated by futures markets, although the volume of trade and the number of outstanding contracts (open interest) also are important. Prices are available from a variety of sources, including many daily newspapers. Most papers also report volume and open interest. Since wire services and newspapers vary in their format…
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2010-10306
... FR Doc 2010-10306[Federal Register: May 4, 2010 (Volume 75, Number 85)] [Notices] [Page 23679-23686] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr04my10-59…
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2010-31458
… their written documentation in disciplinary decisions and settlements.\130\ These heightened documentation … require that the facts and analysis supporting disciplinary settlements and decisions be explained carefully and in … written documentation of the facts and analysis supporting settlements and disciplinary decisions will help facilitate …
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e9-25183
...FR Doc E9-25183[Federal Register: October 20, 2009 (Volume 74, Number 201)] [Notices] [Page 53724-53728] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr20oc09-41] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION   Notice of Intent, Pursuant to the Authority in Section 2(h)(7…
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Concurring Statement of CFTC Commissioner Christy Goldsmith Romero on CFTC v. Goldman Sachs Over and Over Again
… Heightened Enforcement Accountability and Transparency in Settlements | CFTC (Sept. 19, 2022). … Concurring Statement …
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Federal Court Enters Order Against Binance and Former CEO, Zhao, Concluding CFTC Enforcement Action
...Washington, D.C. – The Commodity Futures Trading Commission today announced the U.S. District Court for the Northern District of Illinois has approved the previously announced settlement and entered a consent order of permanent injunction, civil monetary penalty, and equitable relief against Changpeng Zhao and his companies Binance Holdings Limited, Binance Holdings (IE) Limited, and Binance (…
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Industry Filings
...December 2003 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 12/30/2003 12/31/2003 NQLX NQLX Rule 101(a)(54) Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Regulations 38.4(b) and 40.6, NQLX LLC is certifying…
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