Displaying results 171 - 180 of 1184
Statement of Commissioner Christy Goldsmith Romero on CFTC Enforcement Division Advisory Regarding Penalties, Monitors and Consultants, and Admissions
… of replacing the routine practice of neither-admit-not-deny settlements with a case-by-case decision on requiring … decision to end the routine use of neither- admit-nor-deny settlements.  Using neither admit-nor-deny settlements relieves defendants of the consequences of …
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2010-10313
... FR Doc 2010-10313[Federal Register: May 4, 2010 (Volume 75, Number 85)] [Notices] [Page 23718-23728] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr04my10-65] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION…
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e9-24385
... FR Doc E9-24385[Federal Register: October 9, 2009 (Volume 74, Number 195)] [Notices] [Page 52202-52204] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr09oc09-48] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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e9-25192
... FR Doc E9-25192[Federal Register: October 20, 2009 (Volume 74, Number 201)] [Notices] [Page 53723-53724] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr20oc09-40] [[Page 53723]] ----------------------------------------------------------------------- COMMODITY FUTURES…
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e9-24385
... FR Doc E9-24385[Federal Register: October 9, 2009 (Volume 74, Number 195)] [Notices] [Page 52202-52204] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr09oc09-48] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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e9-25192
... FR Doc E9-25192[Federal Register: October 20, 2009 (Volume 74, Number 201)] [Notices] [Page 53723-53724] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr20oc09-40] [[Page 53723]] ----------------------------------------------------------------------- COMMODITY FUTURES…
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Industry Filings
... December 2003 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 12/30/2003 12/31/2003 NQLX NQLX Rule 101(a)(54) Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Regulations 38.4(b) and 40.6, NQLX LLC is certifying NQLX Notice to Members 05-2003 (Dec. 30, 2003), which suspends the exchange…
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2010-10339
... FR Doc 2010-10339[Federal Register: May 5, 2010 (Volume 75, Number 86)] [Notices] [Page 24619-24626] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr05my10-56] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION…
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2010-10338
... FR Doc 2010-10338[Federal Register: May 5, 2010 (Volume 75, Number 86)] [Notices] [Page 24606-24612] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr05my10-54] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION…
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Swaps Report Data Dictionary
... The definitions set forth in the CFTC Swaps Report Data Dictionary are provided for the purpose of enhancing the user’s understanding of the data presented in the report tables. Definitions do not state or suggest the views of the Commission concerning the legal significance or meaning of any word or term and no definition is intended to state or suggest the Commission’s views concerning any…
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