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...WASHINGTON, D.C. — The Commodity Futures Trading Commission today announced an order filing and simultaneously settling charges against Barclays Bank PLC for violations of the Commodity Exchange Act (CEA) and CFTC regulations relating to swap reporting. Barclays is registered with the CFTC as a swap dealer.
The order requires Barclays to pay a $4 million civil monetary penalty, cease…
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Statement of Chairman Gary Gensler on Settlement Order against Rabobank
October 29, 2013
Washington, DC — Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler today made the following statement on the CFTC’s enforcement action that requires Coöperatieve Centrale Raiffeisen-…
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Statement of Chairman Gary Gensler on Settlement Order against ICAP
September 25, 2013
Washington, DC — Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler today made the following statement on the CFTC’s enforcement action that requires ICAP Europe Limited to pay a $65 million…
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Statement of Chairman Gary Gensler on Settlement Order Against UBS
December 19, 2012
Washington, DC — Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler today made the following statement on the CFTC’s enforcement action that requires UBS to pay a $700 million penalty for…
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...The Global Markets Advisory Committee (GMAC) was created in 1998 to advise the Commission on issues that affect the integrity and competitiveness of U.S. markets and U.S. firms engaged in global business, including the regulatory challenges of a global marketplace that reflects the increasing interconnectedness of markets and the multinational nature of business. The GMAC also makes…
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