Displaying results 201 - 210 of 1184
e9-24384
... FR Doc E9-24384[Federal Register: October 9, 2009 (Volume 74, Number 195)] [Notices] [Page 52192-52194] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr09oc09-43] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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e9-25239
... FR Doc E9-25239[Federal Register: October 22, 2009 (Volume 74, Number 203)] [Notices] [Page 54550-54552] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr22oc09-37…
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e9-24386
... FR Doc E9-24386[Federal Register: October 9, 2009 (Volume 74, Number 195)] [Notices] [Page 52208-52210] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr09oc09-51] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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e9-24378
... FR Doc E9-24378[Federal Register: October 9, 2009 (Volume 74, Number 195)] [Notices] [Page 52186-52188] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr09oc09-40…
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e9-24381
... FR Doc E9-24381[Federal Register: October 9, 2009 (Volume 74, Number 195)] [Notices] [Page 52196-52198] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr09oc09-45] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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e9-24390
... FR Doc E9-24390[Federal Register: October 9, 2009 (Volume 74, Number 195)] [Notices] [Page 52210-52212] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr09oc09-52] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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e9-24382
... FR Doc E9-24382[Federal Register: October 9, 2009 (Volume 74, Number 195)] [Notices] [Page 52190-52192] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr09oc09-42] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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2013-27849
… (Margin); Principle 7 (Liquidity risk); Principle 9 (Money settlements); Principle 14 (Segregation and portability); … Kingdom and the United States. See Bank for International Settlements, Basel III: A Global Regulatory Framework for … which the SIDCO or Subpart C DCO has obligations to perform settlements, as defined in Sec. 39.14(a)(1), to its clearing …
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2010-31131
... [Federal Register: December 15, 2010 (Volume 75, Number 240)] [Proposed Rules] [Page 78185-78197] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr15de10-18…
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CFTC Market Surveillance Program
... The Market Surveillance Mission Physical Delivery Commodities Financial Instruments Cash Settled Markets Equity Futures: Special Concerns Sources of Market Information Regulatory Response When Problems Develop Enforcement of Position Limits Derivative prices are widely quoted and disseminated throughout the U.S. and abroad. Business, agricultural, and financial enterprises use…
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