Displaying results 211 - 220 of 1195
e9-24379
... FR Doc E9-24379[Federal Register: October 9, 2009 (Volume 74, Number 195)] [Notices] [Page 52198-52200] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr09oc09-46] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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2013-27849
… (Margin); Principle 7 (Liquidity risk); Principle 9 (Money settlements); Principle 14 (Segregation and portability); … Kingdom and the United States. See Bank for International Settlements, Basel III: A Global Regulatory Framework for … which the SIDCO or Subpart C DCO has obligations to perform settlements, as defined in Sec. 39.14(a)(1), to its clearing …
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2010-31131
... [Federal Register: December 15, 2010 (Volume 75, Number 240)] [Proposed Rules] [Page 78185-78197] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr15de10-18…
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CFTC Market Surveillance Program
... The Market Surveillance Mission Physical Delivery Commodities Financial Instruments Cash Settled Markets Equity Futures: Special Concerns Sources of Market Information Regulatory Response When Problems Develop Enforcement of Position Limits Derivative prices are widely quoted and disseminated throughout the U.S. and abroad. Business, agricultural, and financial enterprises use…
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2010-10330
... FR Doc 2010-10330[Federal Register: May 5, 2010 (Volume 75, Number 86)] [Notices] [Page 24626-24633] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr05my10-57] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION…
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2010-10575
... FR Doc 2010-10575[Federal Register: May 5, 2010 (Volume 75, Number 86)] [Notices] [Page 24612-24619] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr05my10-55] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION…
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Industry Filings
...October 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 10/31/2006 10/31/2006 NYMEX Rule Numbers – Exchange Rule 9.24 (E) Effective Wednesday, November 01, 2006, the Exchange will increase the maximum dollar value of…
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e9-13871
... [Federal Register: June 12, 2009 (Volume 74, Number 112)] [Notices] [Page 28028-28030] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr12jn09-43…
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e9-13871
... [Federal Register: June 12, 2009 (Volume 74, Number 112)] [Notices] [Page 28028-28030] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr12jn09-43…
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e9-13871
... [Federal Register: June 12, 2009 (Volume 74, Number 112)] [Notices] [Page 28028-28030] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr12jn09-43…
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