Displaying results 221 - 230 of 1184
Industry Filings
...December 2005 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 12/30/2005 01/03/2006 NYMEX Rule Numbers – NYMEX Rule 9.09(C). The amendments modify the applicable time frame for submission by clearing members of requests for…
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Agricultural Advisory Committee
...Meeting of the CFTC’s Agricultural Advisory Committee Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 July 29, 2008       I. Introduction 9:00 - 9:15 a.m. II. Convergence and Basis 9:15 – 10:45 a.m.   •…
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2010-10332
... FR Doc 2010-10332[Federal Register: May 5, 2010 (Volume 75, Number 86)] [Notices] [Page 24599-24606] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr05my10-53] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION…
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Agricultural Advisory Committee
... Meeting of the CFTC’s Agricultural Advisory Committee Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 July 29, 2008         I. Introduction 9:00 - 9:15 a.m. II. Convergence and Basis 9:15 – 10:45 a.m.…
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Case Status Report: Banc De Binary Litigation
... Banc de Binary Litigation In June 2013, the CFTC filed a lawsuit in U.S. federal court in the District of Nevada against Banc de Binary, Ltd that operates an Internet-based trading platform for “binary options.” U.S. Commodity Futures Trading Commission v. Banc de Binary Ltd., 2:13-cv-00992-MMD-VCF (D. Nev.). The binary options offered by Banc de Binary are offered on a variety of…
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Statement of Commissioner Christy Goldsmith Romero in Support of Enforcement Case Against JPMorgan Chase for Violating Reporting & Supervision Rules Designed to Identify Systemic Risk
… requirement for banks to admit their wrongdoing in settlements carries collateral consequences that banks … violate the law for years and then treat CFTC enforcement settlements as a cost of doing business. It has been far too … more defendants to admit wrongdoing in CFTC enforcement settlements where admissions are necessary to promote the …
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Industry Filings
... October 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 10/31/2006 10/31/2006 NYMEX Rule Numbers – Exchange Rule 9.24 (E) Effective Wednesday, November 01, 2006, the Exchange will increase the maximum dollar value of Letters of Credit to $1 billion, but retain the percentage basis at 10% 10/31…
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Industry Filings
... December 2005 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 12/30/2005 01/03/2006 NYMEX Rule Numbers – NYMEX Rule 9.09(C). The amendments modify the applicable time frame for submission by clearing members of requests for clearing fee refunds. 12/30/2005 01/03/2006 NYMEX 2006 Holiday Schedule…
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Statement of Commissioner Christy Goldsmith Romero in Support of Enforcement Case Against Bank of America and Merrill Lynch for Violating Reporting & Supervision Rules Designed to Identify Systemic Risk
… wrongdoing, which the CFTC did not require in previous settlements with other banks for similar violations in July … requirement for banks to admit their wrongdoing in settlements carries collateral consequences that banks … violate the law for years and then treat CFTC enforcement settlements as a cost of doing business.  I also support the …
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Industry Filings
...September 2005 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 09/30/2005 09/30/2005 NYMEX Listing of Additional Strike Prices for the Gold, Silver, Copper, Heating Oil, Natural Gas, Unleaded Gasoline and Crack Heating Oil Option…
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