Displaying results 241 - 250 of 1184
...June 2006 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
06/30/2006
06/30/2006
HEDGESTREET
HedgeStreet Rules 12.30, 12.32, 12.34, 12.35 and 12.37
Effective Wednesday, July 5, 2006, while HedgeStreet will re-list various…
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September 2005 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
09/30/2005
09/30/2005
NYMEX
Listing of Additional Strike Prices for the Gold, Silver, Copper, Heating Oil, Natural Gas, Unleaded Gasoline and Crack Heating Oil Option Contracts.
09/30/2005
09/29/2005
CME
Composition of CME X-Fund…
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...Washington, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against Goldman Sachs & Co. LLC for failure to maintain adequate supervisory systems and controls to ensure its customers’ trading was not disruptive and for material omissions in a letter to the CFTC’s Division of Enforcement (DOE).
The CFTC order requires…
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… 2022, I called for more defendant admissions in CFTC settlements. See Statement by Commissioner Christy … Heightened Enforcement Accountability and Transparency in Settlements (Sept. 19, 2022), available at … more defendants to admit wrongdoing in CFTC enforcement settlements where admissions are necessary to promote the …
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July 2004 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
07/30/2004
07/30/2004
NYMEX
Listing of Additional Strike Prices for the Gold, Silver, Copper, Heating Oil, Crude Oil, Unleaded Gasoline, Natural Gas and Related Calendar Spread Option Contracts.
07/29/2004
07/29/2004
CME
Eurodollar…
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FR Doc 2010-10311[Federal Register: May 4, 2010 (Volume 75, Number 85)]
[Notices]
[Page 23686-23690]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr04my10-60]
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COMMODITY FUTURES TRADING COMMISSION…
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FR Doc 2010-17747[Federal Register: July 21, 2010 (Volume 75, Number 139)]
[Notices]
[Page 42380-42390]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr21jy10-38…
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October 2004 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
10/29/2004
11/01/2004
NYMEX
Listing of Additional Strike prices for the Gold, Crude Oil, Heating Oil, Gasoline Crack, Natural Gas and Related Calendar Spread Option Contracts.
10/29/2004
10/29/2004
NYMEX
NYMEX Division Rules 9.26, 9.27…
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June 2006 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
06/30/2006
06/30/2006
HEDGESTREET
HedgeStreet Rules 12.30, 12.32, 12.34, 12.35 and 12.37
Effective Wednesday, July 5, 2006, while HedgeStreet will re-list various Weekly Futures contracts for trading, the maximum Settlement Value for these…
Created on:
… for the CFTC to demand admissions of wrongdoing in settlements for brokers and other market intermediaries who … Heightened Enforcement Accountability and Transparency in Settlements: Proposal for a Heightened Enforcement … Test to Require More Defendants to Admit to Wrongdoing in Settlements (September 19, 2022). … Statement of …
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