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Statement of Commissioner Christy Goldsmith Romero on the Importance of Retail Customer Protections and Anti-Money Laundering in Precious Metals Markets and Foreign Currency (Forex) Markets
… for the CFTC to demand admissions of wrongdoing in settlements for brokers and other market intermediaries who … Heightened Enforcement Accountability and Transparency in Settlements:  Proposal for a Heightened Enforcement … Test to Require More Defendants to Admit to Wrongdoing in Settlements   (September 19, 2022). … Statement of …
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Industry Filings
...December 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 12/29/2006 01/03/2007 CME Revised CME trading hours on the National Day of Mourning for former President Gerald Ford. No rule numbers apply Section 5c(c) Part 40.6(…
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Dissenting Statement of Commissioner Christy Goldsmith Romero on Bitnomial’s Clearinghouse Application for a Bespoke, Vertically Integrated Cryptocurrency Market Structure
...The action we considered this week is precedential as it was the first Commission vote to approve a vertically integrated market structure,[1] an action on which I dissented.  Bitnomial, a self-described small start-up,[2] applied to be a clearinghouse with a bespoke market structure—with the same parent company owning a CFTC-registered broker (futures commission merchant (FCM)) and…
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Industry Filings
… options contracts. Clarification to rule 813 regarding settlements. 11/28/2005 11/29/2005 CME Rule Numbers – CME … options contracts. Clarification to rule 813 regarding settlements. 11/28/2005 11/29/2005 CME Rule Numbers – CME …
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Industry Filings
... December 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 12/29/2006 01/03/2007 CME Revised CME trading hours on the National Day of Mourning for former President Gerald Ford. No rule numbers apply Section 5c(c) Part 40.6(a) - Rule Certification for Change in the Trading Hours for CME Equity…
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Security Futures Product
... Security Futures Products Federal Register Releases The CFTC individually and jointly with the Securities and Exchange Commission (SEC) promulgated rules and guidance in the Federal Register to provide for the listing and trading of security futures products based on single stocks and narrow-based indexes. May 17, 2001: Method for Determining Market…
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e8-28867
… delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity … delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity …
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e8-28867
… delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity … delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity …
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e8-28867
… delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity … delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity …
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2011-18661
... Federal Register, Volume 76 Issue 144 (Wednesday, July 27, 2011)[Federal Register Volume 76, Number 144 (Wednesday, July 27, 2011)] [Rules and Regulations] [Pages 44776-44800] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2011-18661…
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