Displaying results 261 - 270 of 1195
Industry Filings
... December 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 12/29/2006 01/03/2007 CME Revised CME trading hours on the National Day of Mourning for former President Gerald Ford. No rule numbers apply Section 5c(c) Part 40.6(a) - Rule Certification for Change in the Trading Hours for CME Equity…
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Security Futures Product
... Security Futures Products Federal Register Releases The CFTC individually and jointly with the Securities and Exchange Commission (SEC) promulgated rules and guidance in the Federal Register to provide for the listing and trading of security futures products based on single stocks and narrow-based indexes. May 17, 2001: Method for Determining Market…
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e8-28867
… delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity … delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity …
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e8-28867
… delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity … delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity …
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e8-28867
… delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity … delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity …
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2011-18661
... Federal Register, Volume 76 Issue 144 (Wednesday, July 27, 2011)[Federal Register Volume 76, Number 144 (Wednesday, July 27, 2011)] [Rules and Regulations] [Pages 44776-44800] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2011-18661…
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Statement of Commissioner Christy Goldsmith Romero in Support of Enforcement Case Against JPMorgan Chase for Violating Reporting & Supervision Rules Designed to Identify Systemic Risk
… requirement for banks to admit their wrongdoing in settlements carries collateral consequences that banks … violate the law for years and then treat CFTC enforcement settlements as a cost of doing business. It has been far too … more defendants to admit wrongdoing in CFTC enforcement settlements where admissions are necessary to promote the …
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Industry Filings
...July 2005 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 07/27/2005 07/27/2005 NYMEX Listing of Additional Strike Prices for the Silver, Copper, Crude Oil, Natural Gas and Unleaded Gasoline Option Contracts…
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Global Markets Advisory Committee Meeting October 2, 2007
... Transcript Global Markets Advisory Committee Meeting October 2, 2007 The Commodity Futures Trading Commission (CFTC) will convene a meeting on October 2, 2007 of the Global Markets Advisory Committee (GMAC) that will focus on the European Commission’s (EC) on-going review of regulation of commodity derivatives and possible changes to its existing regulatory approach. Additionally, GMAC…
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2010-29009
... FR Doc 2010-29009[Federal Register: November 23, 2010 (Volume 75, Number 225)] [Proposed Rules] [Page 71397-71408] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr23no10-19] ----------------------------------------------------------------------- COMMODITY FUTURES…
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