Displaying results 271 - 280 of 1195
… requirement for banks to admit their wrongdoing in settlements carries collateral consequences that banks … violate the law for years and then treat CFTC enforcement settlements as a cost of doing business. It has been far too … more defendants to admit wrongdoing in CFTC enforcement settlements where admissions are necessary to promote the …
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[Federal Register: January 21, 2009 (Volume 74, Number 12)]
[Notices]
[Page 3570-3572]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr21ja09-57…
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FR Doc E9-23966[Federal Register: October 6, 2009 (Volume 74, Number 192)]
[Notices]
[Page 51261-51264]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr06oc09-29…
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FR Doc E9-23966[Federal Register: October 6, 2009 (Volume 74, Number 192)]
[Notices]
[Page 51261-51264]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr06oc09-29…
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FR Doc E9-23966[Federal Register: October 6, 2009 (Volume 74, Number 192)]
[Notices]
[Page 51261-51264]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr06oc09-29…
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… wrongdoing, which the CFTC did not require in previous settlements with other banks for similar violations in July … requirement for banks to admit their wrongdoing in settlements carries collateral consequences that banks … violate the law for years and then treat CFTC enforcement settlements as a cost of doing business. I also support the …
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… options contracts. Clarification to rule 813 regarding settlements. 11/28/2005 11/29/2005 CME Rule Numbers – CME … options contracts. Clarification to rule 813 regarding settlements. 11/28/2005 11/29/2005 CME Rule Numbers – CME …
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...May 2004 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
05/28/2004
06/01/2004
CBOT
Revisions to Floor Efficiency Performance Standards
05/27/2004
05/28/2004
EUREXUS…
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… \51\ See, e.g., ``Life Settlements Task Force, Staff Report to the United States … have considered or instituted a trading platform for life settlements.''), available at http://www.sec.gov/news/studies/2010/lifesettlements-report.pdf (July 22, 2010). \52\ See, e.g., …
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July 2005 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
07/27/2005
07/27/2005
NYMEX
Listing of Additional Strike Prices for the Silver, Copper, Crude Oil, Natural Gas and Unleaded Gasoline Option Contracts.
07/27/2005
07/27/2005
CBOT
Establishment of Permit Program for CBOT South American…
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