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… requirement for banks to admit their wrongdoing in settlements carries collateral consequences that banks … violate the law for years and then treat CFTC enforcement settlements as a cost of doing business. It has been far too … more defendants to admit wrongdoing in CFTC enforcement settlements where admissions are necessary to promote the …
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... [Federal Register: January 21, 2009 (Volume 74, Number 12)] [Notices] [Page 3570-3572] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr21ja09-57…
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... FR Doc E9-23966[Federal Register: October 6, 2009 (Volume 74, Number 192)] [Notices] [Page 51261-51264] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr06oc09-29…
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... FR Doc E9-23966[Federal Register: October 6, 2009 (Volume 74, Number 192)] [Notices] [Page 51261-51264] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr06oc09-29…
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... FR Doc E9-23966[Federal Register: October 6, 2009 (Volume 74, Number 192)] [Notices] [Page 51261-51264] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr06oc09-29…
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… wrongdoing, which the CFTC did not require in previous settlements with other banks for similar violations in July … requirement for banks to admit their wrongdoing in settlements carries collateral consequences that banks … violate the law for years and then treat CFTC enforcement settlements as a cost of doing business.  I also support the …
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… options contracts. Clarification to rule 813 regarding settlements. 11/28/2005 11/29/2005 CME Rule Numbers – CME … options contracts. Clarification to rule 813 regarding settlements. 11/28/2005 11/29/2005 CME Rule Numbers – CME …
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...May 2004 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 05/28/2004 06/01/2004 CBOT Revisions to Floor Efficiency Performance Standards 05/27/2004 05/28/2004 EUREXUS…
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… \51\ See, e.g., ``Life Settlements Task Force, Staff Report to the United States … have considered or instituted a trading platform for life settlements.''), available at http://www.sec.gov/news/studies/2010/lifesettlements-report.pdf (July 22, 2010). \52\ See, e.g., …
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... July 2005 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 07/27/2005 07/27/2005 NYMEX Listing of Additional Strike Prices for the Silver, Copper, Crude Oil, Natural Gas and Unleaded Gasoline Option Contracts. 07/27/2005 07/27/2005 CBOT Establishment of Permit Program for CBOT South American…
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