Displaying results 281 - 290 of 1184
2011-6398
... Federal Register, Volume 76 Issue 53 (Friday, March 18, 2011)[Federal Register Volume 76, Number 53 (Friday, March 18, 2011)] [Notices] [Pages 14943-14948] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2011-6398…
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Industry Filings
...June 2005 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 06/29/2005 06/30/2005 HEDGESTREET HedgeStreet a) revises its trading fee structure; b) eliminates Quarterly Account Maintenance Fee; and c) extends the expiration date of…
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Industry Filings
...November 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 11/30/2006 11/30/2006 CBOT Rule Numbers – Appendix 2B Revision to Exchange’s fee schedule – OTC Ethanol Calendar Swaps 11/30/2006…
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2012-20965
… 18 CFR 35.47(b). \118\ See 17 CFR 39.14(b) (requiring daily settlements). \119\ FERC Original Order 741 at 65946. \120\ … requirements that a DCO (a) have the ability to complete settlements on a timely basis under varying circumstances, … See id. at 96. \214\ See 17 CFR 39.14(b) (requiring daily settlements). …
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2010-32358
... Federal Register, Volume 76 Issue 5 (Friday, January 7, 2011)[Federal Register Volume 76, Number 5 (Friday, January 7, 2011)] [Proposed Rules] [Pages 1214-1259] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2010-32358] [[Page 1213…
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Statement of Commissioner Christy Goldsmith Romero In Support of Holding Banks Accountable For Widespread Use of Personal Text Messaging and/or Whatsapp to Evade Regulatory Oversight
… is requiring an admission of wrongdoing as part of these settlements. [4]   Too often, accountability and deterrence … 2022, I called for more defendant admissions in CFTC settlements.  See Statement by Commissioner Christy … Heightened Enforcement Accountability and Transparency in Settlements (Sept. 19, 2022), available at …
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Statement of Commissioner Caroline D. Pham Regarding Binance Consent Orders
… failures to register properly and other violations. These settlements today are also notable for two first-ever legal …
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Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Rulemaking for DCO Recovery and Orderly Wind-down Plans; Information for Resolution Planning
… Stability Board, IOSCO, the Bank for International Settlements (BIS) CPMI, and both U.S. and non-U.S. … Systems.  See History of the CPMI, Bank for International Settlements, available at … Financial Market Infrastructures, Bank for International Settlements, available at …
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History of the CFTC
... CFTC History in the 2010s Pre-CFTC // 1970s // 1980s // 1990s // 2000s // 2010s // 2020s January 14, 2010—The CFTC votes at an open meeting to publish in the Federal Register a proposal to set position limits for futures and option contracts in the major energy markets. (CFTC Press Release 5771-10, January 7, 2010). March 25, 2010—The CFTC holds an open meeting to examine…
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Statement of Commissioner Kristin Johnson: Commission Guidance Regarding Listing of Voluntary Carbon Credit Derivative Contracts
...Today, the Commodity Futures Trading Commission (Commission or CFTC) adopts proposed Guidance and a Request for Comments regarding the listing of voluntary carbon credit (VCC) derivative contracts on designated contract markets (DCMs)—boards of trade that operate under the regulatory oversight of the CFTC (Proposed Guidance). I support the Proposed Guidance as it advances important…
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