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Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Rulemaking for DCO Recovery and Orderly Wind-down Plans; Information for Resolution Planning
… Stability Board, IOSCO, the Bank for International Settlements (BIS) CPMI, and both U.S. and non-U.S. … Systems.  See History of the CPMI, Bank for International Settlements, available at … Financial Market Infrastructures, Bank for International Settlements, available at …
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Academic Collaboration
...Collaboration with Researchers The Office of the Chief Economist values collaboration with academic researchers on a wide variety of research topics. This collaboration usually focuses on producing research paper on topics of relevance to the Commission and of interest to the academic community. Many of these papers use the detailed data sets collected by the agency in order to monitor…
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Statement of Commissioner Christy Goldsmith Romero In Support of Holding Banks Accountable For Widespread Use of Personal Text Messaging and/or Whatsapp to Evade Regulatory Oversight
… is requiring an admission of wrongdoing as part of these settlements. [4]   Too often, accountability and deterrence … 2022, I called for more defendant admissions in CFTC settlements.  See Statement by Commissioner Christy … Heightened Enforcement Accountability and Transparency in Settlements (Sept. 19, 2022), available at …
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2024-02070
...[Federal Register Volume 89, Number 24 (Monday, February 5, 2024)] [Proposed Rules] [Pages 8026-8063] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2024-02070] [[Page 8025]] Vol. 89 Monday, No. 24 February 5, 2024 Part III Commodity Futures Trading Commission…
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Industry Filings
...September 2004 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 09/30/2004 09/30/2004 CME Rule Number 855A. Offering E-Mini and Regular Futures Positions  Technical Amendments to clarify original intent with respect to…
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Intermediaries
… Illustrative Schedule of Potential Distributions Following Settlements With Chapter 11 Debtors and MF Global UK Filed … Illustrative Schedule of Potential Distributions Following Settlements With Chapter 11 Debtors and MF Global UK Filed …
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History of the CFTC
... CFTC History in the 1990s Pre-CFTC // 1970s // 1980s // 1990s // 2000s // 2010s // 2020s June 6, 1990—The CFTC and the Commission des Operation de Bourse (COB) of France sign two agreements that provide the most comprehensive structure of information sharing and cooperation yet achieved between financial regulatory authorities in different countries. November 15, 1990—The CFTC…
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Industry Filings
...August 2003 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 08/28/2003 08/28/2003 NYMEX Rule numbers 6.51 - Prior amendment to the Rule requiring an Exchange Staff Member to be included in the Settlement Price Committee for…
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Futures Market Basics
... Approach the Futures Markets with Caution Trading commodity futures and options is a volatile, complex and risky venture that is rarely suitable for individual investors or “retail customers” Many individuals lose all of their money, and can be required to pay more than they invested initially Learn about fraudulent activities in the futures markets Basics of Futures…
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Industry Filings
... January 2004 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 01/30/2004   NYMEX Additional Strike Prices for the Gold, Silver, Copper, Platinum, Natural Gas, Unleaded Gasoline and Related Calendar Spread Option Contracts. 01/30/2004   CBOT Rule Numbers – 290.02, 425.01, 425.14, 425.15, 425.16…
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