Displaying results 331 - 340 of 1184
...August 2005 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
08/31/2005
09/01/2005
NYMEX
The RVP requirement for September 1 through 15, 2005 as specified in…
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...Washington, D.C. — The Commodity Futures Trading Commission today issued orders simultaneously filing and settling charges with affiliates of three financial institutions for a variety of swap dealer activities including failures related to swap data reporting and, in one case, failures related to the disclosure of Pre-Trade Mid-Market Marks (PTMMMs).
The settling financial institutions,…
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...
Economic Requirements Interpretative Statement
Appendix C to Part 38 (formerly Guideline No. 1), 17 CFR Part 38 Appendix C, provides guidance on the type of information a designated contract market (DCM) should provide, if requested, to demonstrate its compliance with Core Principle 3 on an initial and continuing basis.Physical Delivery Futures
1.…
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… of principal and interest by, the Bank for International Settlements, the International Monetary Fund, or a … Notice No. 16, these are generally: Bank for International Settlements, International Monetary Fund, European Central … of principal and interest by, the Bank for International Settlements, the International Monetary Fund, or a …
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… Roberts and Lee Baker of OCE. [1] Bank for International Settlements, BIS Quarterly Review , June 2018 at …
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Introduction
Good morning. It is my pleasure to join you today for the South African Reserve Bank’s Fintech Summit. I would like to thank everyone who worked tirelessly to organize the event. I am particularly thankful for the efforts of Lyle Horsley, Divisional Head- FinTech of the South African Reserve Bank. The remarks that I will share reflect my opinion and not the views of the…
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September 2004 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
09/30/2004
09/30/2004
CME
Rule Number 855A. Offering E-Mini and Regular Futures Positions
Technical Amendments to clarify original intent with respect to offsetting E-Mini and regular futures positions.
09/30/2004
09/30/2004
CBOT…
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… imposing compliance Monitors and Consultants as part of our settlements. [8] And we are requiring admissions in our settlements. [9] This is not accidental. They reflect … to achieve the right balance between incentivizing settlements and deterring misconduct. In my view, the …
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Federal Register, Volume 76 Issue 17 (Wednesday, January 26, 2011)[Federal Register Volume 76, Number 17 (Wednesday, January 26, 2011)]
[Proposed Rules]
[Pages 4752-4777]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-1154]
[[Page 4751]]
Vol. 76
Wednesday,
No. 17
January 26, 2011…
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...Today, the Commission considers several amendments to Part 39 regulations. In January of 2020, the Commission amended a number of the provisions in Part 39 to enhance certain risk management and reporting obligations and clarify the meaning of certain provisions including registration and reporting requirements.[1] Last November, the Commission considered a proposed rulemaking…
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