Displaying results 331 - 340 of 1195
Industry Filings
... January 2004 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 01/30/2004   NYMEX Additional Strike Prices for the Gold, Silver, Copper, Platinum, Natural Gas, Unleaded Gasoline and Related Calendar Spread Option Contracts. 01/30/2004   CBOT Rule Numbers – 290.02, 425.01, 425.14, 425.15, 425.16…
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Statement of Commissioner Goldsmith Romero on the Importance of Protecting Commodity Markets Against Excessive Speculation in the Ghost Cattle Fraud Case CFTC v. Cody Easterday
… Heightened Enforcement Accountability and Transparency in Settlements | CFTC (September 19, 2022). [8] See Opening …
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Related Links
… Organizations & Associations BIS : Bank for International Settlements CESR : The Committee of European Securities … Organizations & Associations BIS : Bank for International Settlements CESR : The Committee of European Securities …
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2011-18763
… Payment & Settlement Systems of the Bank for International Settlements and the Technical Committee of IOSCO. Links to … Payment & Settlement Systems of the Bank for International Settlements and the Technical Committee of IOSCO. Links to …
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Industry Filings
... August 2003 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 08/28/2003 08/28/2003 NYMEX Rule numbers 6.51 - Prior amendment to the Rule requiring an Exchange Staff Member to be included in the Settlement Price Committee for Calendar Spread Options and Crack Spread Options as a three-month pilot…
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Remarks of Commissioner Christy Goldsmith Romero at ISDA’s ESG Forum on Promoting Market Resilience: A Thoughtful Approach to the Daunting Challenge of Climate Financial Risk
...Remarks as Prepared for Delivery Standard Disclaimer Thank you to the International Swaps and Derivatives Association (“ISDA”) for inviting me to speak at a forum on climate risk, environmental, social, and governance (“ESG”) issues, the role that derivatives play in these markets, and the market and regulatory environment. Today, I want to talk about my priority to promote market…
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Statement of Commissioner Caroline D. Pham Regarding Binance Consent Orders
… failures to register properly and other violations. These settlements today are also notable for two first-ever legal …
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Industry Filings
...August 2005 Filings by Designated Contract Markets (DCMs)           Date of Letter Date Filed DCM Description   08/31/2005 09/01/2005 NYMEX The RVP requirement for September 1 through 15, 2005 as specified in…
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Economic Requirements
... Economic Requirements Interpretative Statement Appendix C to Part 38 (formerly Guideline No. 1), 17 CFR Part 38 Appendix C, provides guidance on the type of information a designated contract market (DCM) should provide, if requested, to demonstrate its compliance with Core Principle 3 on an initial and continuing basis.Physical Delivery Futures 1.…
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Dissenting Statement of Commissioner Caroline D. Pham on SEC-CFTC Joint Final Rule on Form PF
… ; Bank for International Settlements (BIS) Basel Committee on Banking Supervision, …
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