Displaying results 341 - 350 of 1184
e9-20024
... FR Doc E9-20024[Federal Register: August 20, 2009 (Volume 74, Number 160)] [Notices] [Page 42052-42055] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr20au09-16] ======================================================================= -----------------------------------------------------------------------…
Created on:
e9-20024
... FR Doc E9-20024[Federal Register: August 20, 2009 (Volume 74, Number 160)] [Notices] [Page 42052-42055] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr20au09-16] ======================================================================= -----------------------------------------------------------------------…
Created on:
Industry Filings
...October 2005 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 10/31/2005 11/01/2005 NYMEX A large number of rules in NYMEX Chapter 2 (Membership).  NYMEX is implementing various rule changes in connection with the…
Created on:
2015-32320
… development banks,\53\ the Bank for International Settlements, captive finance companies,\54\ and agent … development banks and the Bank for International Settlements is consistent with the 2013 international … basis.\202\ As an example, the Bank for International Settlements regularly publishes data on the outstanding …
Created on:
Industry Filings
... August 2005 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description   08/31/2005 09/01/2005 NYMEX The RVP requirement for September 1 through 15, 2005 as specified in NYMEX Rule 190.03(A)(4) will not be applicable during this period. 08/31/2005 08/31/2005 NYMEX Notification of Extension of…
Created on:
CFTC Orders New York-Based Commodity Pool Operator and Commodity Trading Advisor to Pay $400,000 Penalty for Supervision Failures
...Washington, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against BBL Commodities LP (BBL), a New York-based CFTC-registered commodity trading advisor (CTA) and commodity pool operator (CPO). The order finds that BBL failed to establish and implement an adequate supervisory system to detect whether its employees were engaging…
Created on:
2023-28350
… have come together  through the Bank for International Settlements Committee on Payments  and Market …     \1\ Bank for International Settlements, BIS Quarterly Review,  June 2018 at …
Created on:
Keynote Speech of Commissioner Kristin N. Johnson: Emphasizing Risk Management and Governance in the CryptoEcosystem, Eurofi High Level Seminar, Stockholm, Sweden
… of market participants.  A recent Bank of International Settlements study carefully details market activity in … Crypto Shocks and Retail Losses, Bank for International Settlements (February 2023). [3] Id. [4] Id. [5] Ontario …
Created on:
Opening Statement of Commissioner Kristin N. Johnson Before the Market Risk Advisory Committee Future of Finance Subcommittee Meeting
...Good morning. It is my pleasure to welcome you to the Market Risk Advisory Committee’s (MRAC) Future of Finance (FoF) Subcommittee meeting. The Promise and Peril of AI Increasingly, diverse industries and sectors of our economy identify opportunities to integrate aspects of the assemblage of technologies that we commonly describe as artificial intelligence or AI technologies. AI enables…
Created on:
Binance Former Chief Compliance Officer, Samuel Lim, Agrees to Pay $1.5 Million for Willfully Evading U.S. Law, and Aiding and Abetting the Illegal Operation of a Digital Asset Derivatives Exchange, and Other Violations
...Washington, D.C. — The Commodity Futures Trading Commission today announced former Binance Chief Compliance Officer, Samuel Lim, agreed to a proposed consent order for permanent injunction, civil monetary penalty, and equitable relief that, if entered by the U.S. District Court for the Northern District of Illinois, will resolve all charges the CFTC brought against Lim for violating the…
Created on: