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Futures Glossary
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...Today, the Commodity Futures Trading Commission (CFTC or Commission) issued two orders settling charges against, respectively, (i) HSBC Bank USA, N.A. (HSBC) for fraudulent and manipulative swaps trading and spoofing; and (ii) HSBC, HSBC Securities (USA) Inc., and HSBC Bank plc (collectively, HSBC Affiliates) for failing to maintain, preserve, and produce records in compliance with CFTC…
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… Financial Market Infrastructures , Bank for International Settlements, Apr. 16, 2012, available at … financial market infrastructures , Bank for International Settlements, Jun. 29, 2016, available at …
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FR Doc E9-25238[Federal Register: October 26, 2009 (Volume 74, Number 205)]
[Notices]
[Page 54966-54969]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr26oc09-37…
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FR Doc E9-25238[Federal Register: October 26, 2009 (Volume 74, Number 205)]
[Notices]
[Page 54966-54969]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr26oc09-37…
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...[Federal Register Volume 88, Number 171 (Wednesday, September 6, 2023)]
[Proposed Rules]
[Pages 61432-61461]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-18694]
[[Page 61431]]
Vol. 88
Wednesday,
No. 171
September 6, 2023
Part IV
Commodity Futures Trading Commission…
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...I.
I respectfully dissent from the order and settlement in the administrative proceeding In re Goldman Sachs & Co. LLC, because I believe that this enforcement action is fundamentally unfair, unjust, and does not best serve the public interest. Based on my review of the record, I believe that this enforcement action is wrong—we are not doing the right thing here on vendor…
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… paper is available on the Bank for International Settlements (``BIS'') Web site (www.bis.org), the IOSCO Web … paper is available on the Bank for International Settlements (``BIS'') Web site (www.bis.org), the IOSCO Web …
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...Agricultural trade options are tools for managing agricultural price risk exposure. They are referred to as “trade options” because, unlike exchange-traded options, which are bought and sold on a designated contract market, agricultural trade options are bought and sold off-exchange directly between commercial market participants for business-related purposes.
Apart from their “over-the-…
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...Washington, D.C. — The Commodity Futures Trading Commission today announced Judge David A. Ezra of the U.S. District Court for the Western District of Texas entered a consent order against Mirror Trading International Proprietary Limited (MTI) on September 6, finding it liable for fraud in connection with retail foreign currency (forex) transactions, fraud by a commodity pool operator (CPO),…
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