Displaying results 381 - 390 of 1195
2010-31898
… and Settlement Systems of the Bank for International Settlements and the Technical Committee of the International … and Settlement Systems of the Bank for International Settlements and the Technical Committee of the International …
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2013-27200
... Federal Register, Volume 78 Issue 239 (Thursday, December 12, 2013)[Federal Register Volume 78, Number 239 (Thursday, December 12, 2013)] [Proposed Rules] [Pages 75679-75842] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2013-27200] [[Page 75679]] Vol. 78 Thursday, No. 239 December 12,…
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Statement of Commissioner Kristin N. Johnson regarding the CFTC’s Notice and Order Imposing a Statutory Disqualification against Allianz Global Investors US LLC
...The Commodity Futures Trading Commission (CFTC) today issued a Notice of Intent to Revoke the Registrations of Allianz Global Investors US LLC (AGI US) and simultaneously issued an Opinion and Order accepting AGI US’s offer of settlement. In the settlement, the Commission revokes AGI US’s registration as a commodity trading advisor and a commodity pool operator. AGI US is a global…
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2010-27541
... FR Doc 2010-27541[Federal Register: November 3, 2010 (Volume 75, Number 212)] [Proposed Rules] [Page 67657-67662] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr03no10-22] ----------------------------------------------------------------------- COMMODITY FUTURES…
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Agricultural Trade Options
... Agricultural trade options are tools for managing agricultural price risk exposure. They are referred to as “trade options” because, unlike exchange-traded options, which are bought and sold on a designated contract market, agricultural trade options are bought and sold off-exchange directly between commercial market participants for business-related purposes. Apart from their “over-the-…
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e9-23965
... FR Doc E9-23965[Federal Register: October 6, 2009 (Volume 74, Number 192)] [Notices] [Page 51264-51268] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr06oc09-30] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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e9-23965
... FR Doc E9-23965[Federal Register: October 6, 2009 (Volume 74, Number 192)] [Notices] [Page 51264-51268] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr06oc09-30] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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e9-23965
... FR Doc E9-23965[Federal Register: October 6, 2009 (Volume 74, Number 192)] [Notices] [Page 51264-51268] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr06oc09-30] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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Statement of Commissioner Kristin N. Johnson Regarding CFTC Charges Against Ceres Global: Protect Farmers’ Ability to Hedge
...Today, the Commodity Futures Trading Commission (CFTC) announced the filing and settlement of charges against Ceres Global Ag Corp. (Ceres). The order finds that in two months in 2016 and 2017, Ceres engaged in a plan whereby it would build very long positions in oats futures—contracts worth close to 3 million bushels, the speculative position limit for oats. Ceres simultaneously bought…
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Binance Former Chief Compliance Officer, Samuel Lim, Agrees to Pay $1.5 Million for Willfully Evading U.S. Law, and Aiding and Abetting the Illegal Operation of a Digital Asset Derivatives Exchange, and Other Violations
...Washington, D.C. — The Commodity Futures Trading Commission today announced former Binance Chief Compliance Officer, Samuel Lim, agreed to a proposed consent order for permanent injunction, civil monetary penalty, and equitable relief that, if entered by the U.S. District Court for the Northern District of Illinois, will resolve all charges the CFTC brought against Lim for violating the…
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