Displaying results 391 - 400 of 1185
...U.S. Commodity Futures Trading Commission v. One World Capital Group, et al., Case Number 07-CV-7002; Filed in the Northern District of Illinois before Judge Lefkow
Any important case developments or instructions to the customers will be posted to this website.
Notice to customers:
As explained below, in January 2009, John Walsh, president and principle of One World Capital Group and…
Created on:
...
FR Doc 2010-17736[Federal Register: July 21, 2010 (Volume 75, Number 139)]
[Notices]
[Page 42411-42430]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr21jy10-41]
-----------------------------------------------------------------------
COMMODITY FUTURES TRADING COMMISSION
Orders Finding That the SP-15 Financial Day-Ahead LMP Peak…
Created on:
...Global Markets Advisory Committee (GMAC)
March 6, 2024
Meeting Agenda
10:00 AM to 10:15 AM
WELCOME AND OPENING REMARKS (15 minutes)
The Honorable Caroline D. Pham, Commissioner, CFTC (GMAC Sponsor)
CFTC Commissioners
Amy Hong, Head of Market Structure & Strategic Partnerships, Global Banking & Markets, Goldman Sachs (…
Created on:
… date (with actual settlements … date (with actual settlements occurring … date (with actual settlements occurring …
Created on:
...Time-Limited Relief for Swap Dealers and Major Swap Participants from Compliance with Business Conduct Standards in Foreign Exchange Transactions with a Settlement Cycle of No More than Seven Local Business Days.
Created on:
… more defendants to admit wrongdoing in CFTC enforcement settlements where admissions are necessary to promote the … Test to Require More Defendants to Admit to Wrongdoing in Settlements , (Sept. 19, 2022), …
Created on:
...The CFTC’s Division of Market Oversight has issued a no-action letter in connection with certain CDS trades executed pursuant to a DCO’s CDS Settlement Price Process, providing time-limited no-action relief to DCOs and their Clearing Members from the SEF Registration Requirement and Trading Mandate under Part 37, and from various reporting requirements under Part 45, allowing the DCO to…
Created on:
...The CFTC’s Division of Market Oversight issued an extension of no-action letter 13-86, which provided relief in connection with certain CDS trades executed pursuant to a DCO’s CDS Settlement Price Process, providing time-limited no-action relief to DCOs and their Clearing Members from the SEF Registration Requirement and Trading Mandate under Part 37, and from various reporting requirements…
Created on:
...The Report issued today (November 23, 2020) by the CFTC Staff, “Interim Staff Report: Trading in NYMEX WTI Crude Oil Futures Contract Leading up to, on, and around April 20, 2020” (Report) is incomplete and inadequate. The Report fails to determine the cause of the unprecedented plunge in the price of the WTI futures contract and divergence from physical markets on April 20, the…
Created on:
...Introduction
Good morning. Thank you, Commissioner Goldsmith-Romero, Tony Biagioli, the Technology Advisory Committee (TAC) Designated Federal Officer, and to the members of the TAC. It’s a pleasure to be here at your second meeting.
The agenda set out for TAC’s Subcommittee workstreams addresses critical issues that will directly influence forthcoming regulation by the Commission…
Created on: