Displaying results 41 - 50 of 1195
ENRON SEEKS BANKRUPTCY COURT APPROVAL TO ENTER INTO PROPOSED SETTLEMENT WITH THE CFTC; Proposed Settlement Would Resolve CFTC Complaint Charging Enron With Manipulation of Natural Gas Prices in July 2001, and Other Violations
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CFTC Accepts Settlement Of American Futures Group And Three Individuals Charged With Failure To Supervise
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Remarks of Commissioner Summer K. Mersinger at ISDA’s Annual Legal Forum
… enforcement actions settle without litigation.  While such settlements enable us to achieve our enforcement objectives … resources to root out and prosecute other violations, vague settlements cause confusion and undermine our efforts to …
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CFTC Issues an Order Instituting Proceedings and Accepts Settlement Offer from Peter D. Hoffman
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Clearing Organizations
… risk management capabilities Ability to complete settlements on a timely basis under varying circumstances … risk management capabilities Ability to complete settlements on a timely basis under varying circumstances …
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CFTC Accepts Settlement Offer of Gloria Albino of Miami, Florida, Finding That She Engaged in Commodity Fraud
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CFTC ACCEPTS SETTLEMENT OFFER OF SOUTHERN THUMB CO-OP, INC. ARISING FROM THE MARKETING OF ILLEGAL OFF-EXCHANGE AGRICULTURAL OPTIONS; CFTC Order Accepting Settlement Offer Finds Fraud In The Solicitation of Customers To Enter Into Off-Exchange Agricultural Options
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CFTC and SEC Adopt Final Rules Related to Cash Settlement Procedures and Trading Halts for Security Futures Products
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CFTC and SEC Propose Joint Rules Relating to Trading of Security Futures Products; Cash Settlement, Trading Halts
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CFTC ACCEPTS SETTLEMENT OFFER FROM MICHAEL SINGER IN CASE INVOLVING TRADE PRACTICE FRAUD; Settlement Agreement Revokes Singer’s Registration, Prohibits Him From Trading For Five Years, and Imposes a $75,000 Civil Monetary Penalty, Among Other Sanctions
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