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Explanatory Notes
... Background The Commodity Futures Trading Commission releases monthly data on index investment activity in commodity markets. Commodity index investment is activity typically characterized by a passive strategy designed to gain exposure to commodity price movements as part of a…
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Statement of Commissioner Christy Goldsmith Romero In Support of Enforcement Action Against Bank of Nova Scotia For Widespread Use of Whatsapp and Text Messaging to Evade Regulatory Oversight
… more defendants to admit wrongdoing in CFTC enforcement settlements where admissions are necessary to promote the … Test to Require More Defendants to Admit to Wrongdoing in Settlements , (Sept. 19, 2022), …
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Statement of Commissioner Kristin N. Johnson Regarding CFTC Bringing Charges Against Damien Moran, Bright Future Financial LLC (d/b/a Oakhurst Metals), and Crown Bullion, Inc. for Precious Metals Fraud
...Today the Commodity Futures Trading Commission (CFTC) announced the filing of a complaint in the U.S. District Court for the Northern District of Texas charging Damien Moran and a series of companies he controlled, including Bright Future Financial LLC (d/b/a Oakhurst Metals) and Crown Bullion, Inc, with fraud.  According to the CFTC’s complaint, Moran used these companies to orchestrate…
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Opening Statement of Commissioner Kristin N. Johnson Before the Market Risk Advisory Committee Future of Finance Subcommittee Meeting
...Good morning. It is my pleasure to welcome you to the Market Risk Advisory Committee’s (MRAC) Future of Finance (FoF) Subcommittee meeting. The Promise and Peril of AI Increasingly, diverse industries and sectors of our economy identify opportunities to integrate aspects of the assemblage of technologies that we commonly describe as artificial intelligence or AI technologies. AI enables…
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2012-18382
… \26\ Bank of International Settlements (BIS) data, December 2011, available at … data sources, such as data from the Bank of International Settlements (BIS) on the OTC derivatives markets are … quarterly estimates published by the Bank for International Settlements (BIS data); market data published weekly by …
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Industry Filings
...May 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 05/31/2006 05/31/2006 HEDGESTREET Amendments to Chapter 12, Section (f) regarding discretionary rule as it relates to the payout criteria for various Hedgelet contracts…
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Concurring Statement of Commissioner Goldsmith Romero on the Importance of Protecting Commodity Markets Against Excessive Speculation in CFTC v. Commodity Broker CHS Hedging
… Heightened Enforcement Accountability and Transparency in Settlements | CFTC (September 19, 2022). [9] See Opening …
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Industry Filings
... February 2004 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 02/27/2004 02/27/2004 NYMEX Listing of Additional Strike Prices for the Gold, Silver, Copper, Natural Gas, Unleaded Gasoline and Related Calendar Spread Option Contracts 02/26/2004   U.S. Futures Exchange, L.L.C. (Eurex US) Eurex US…
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Opening Statement of Commissioner Kristin N. Johnson: Measuring Benefits and Mitigating the Risks of Integrating Artificial Intelligence
...Introduction Good morning. Thank you, Commissioner Goldsmith-Romero, Tony Biagioli, the Technology Advisory Committee (TAC) Designated Federal Officer, and to the members of the TAC.  It’s a pleasure to be here at your second meeting. The agenda set out for TAC’s Subcommittee workstreams addresses critical issues that will directly influence forthcoming regulation by the Commission…
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2012-1033
… introduces systemic costs because it impedes timely market settlements during periods of market stress; \68\ (4) since … introduces systemic costs because it impedes timely market settlements during periods of market stress; \68\ (4) since …
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