Displaying results 421 - 430 of 1186
Industry Filings
... February 2004 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 02/27/2004 02/27/2004 NYMEX Listing of Additional Strike Prices for the Gold, Silver, Copper, Natural Gas, Unleaded Gasoline and Related Calendar Spread Option Contracts 02/26/2004   U.S. Futures Exchange, L.L.C. (Eurex US) Eurex US…
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e8-9981
... [Federal Register: May 7, 2008 (Volume 73, Number 89)] [Notices] [Page 25669-25674] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr07my08-57] ============================================================= -------------------------------------------------------------…
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e8-9981
... [Federal Register: May 7, 2008 (Volume 73, Number 89)] [Notices] [Page 25669-25674] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr07my08-57] ============================================================= -------------------------------------------------------------…
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Keynote Speech of Commissioner Kristin N. Johnson at the Salzburg Global Finance Forum
...Thank you to former FDIC Chairman Jelena McWilliams, the esteemed board of directors of the Salzburg Global Seminar, and the forum organizers for the invitation to join you for the 2023 Salzburg Global Finance Forum.  It is great to have an opportunity to launch the discussion this morning on exciting innovation and emerging novel technologies such as the integration of supervised and…
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Regulation of the Future: Building Responsible Digital Asset Markets: Keynote Address by Commissioner Caroline D. Pham, 18th Nasdaq Technology of the Future Conference—Reimagining Tomorrow’s Markets
… and financial stability,” Bank for International Settlements Working Papers No. 972 (Oct. 2021, rev. Jan. … .  [16]    E.g. , Bank of International Settlements Annual Economic Report 2022, available at … Risks, Potential and Regulation,” Bank for International Settlements Working Paper No. 905 (Nov. 2020), available at  …
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2013-30977
... Federal Register, Volume 78 Issue 249 (Friday, December 27, 2013)[Federal Register Volume 78, Number 249 (Friday, December 27, 2013)] [Notices] [Pages 78890-78898] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2013-30977…
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Federal Court Orders California Precious Metals Firm and Its Owners to Pay $38 Million for Commodity Fraud and Registration Violations
...Washington, D.C. — The Commodity Futures Trading Commission today announced the U.S. District Court for the Central District of California entered a consent order for permanent injunction, monetary sanctions, and equitable relief against Monex Deposit Company, Monex Credit Company, Newport Services Corporation, and their owners Louis Carabini and Michael Carabini. The order requires the…
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Statement of Commissioner Kristin N. Johnson in Support of Notice of Proposed Amendments to Reporting and Information Requirements for Derivatives Clearing Organizations
...I support the Commodity Futures Trading Commission’s (CFTC) issuance of the Notice of Proposed Amendments to Reporting and Information Requirements for Derivatives Clearing Organizations (Notice).  Across the diverse commodity and derivatives markets subject to CFTC oversight and in nascent markets where the CFTC’s visibility and enforcement authority may be limited, recent events…
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Industry Filings
...May 2005 Filings by Designated Contract Markets (DCMs)             Date of Letter Date Filed DCM Description 05/27/2005 05/31/2005 CFE Updated CFE Fee Schedule. 05/27/2005…
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2010-27532
... FR Doc 2010-27532[Federal Register: November 2, 2010 (Volume 75, Number 211)] [Proposed Rules] [Page 67277-67282] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr02no10-14] ----------------------------------------------------------------------- COMMODITY FUTURES…
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