Displaying results 421 - 430 of 1195
e8-9981
... [Federal Register: May 7, 2008 (Volume 73, Number 89)] [Notices] [Page 25669-25674] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr07my08-57] ============================================================= -------------------------------------------------------------…
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e8-9981
... [Federal Register: May 7, 2008 (Volume 73, Number 89)] [Notices] [Page 25669-25674] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr07my08-57] ============================================================= -------------------------------------------------------------…
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2013-30977
... Federal Register, Volume 78 Issue 249 (Friday, December 27, 2013)[Federal Register Volume 78, Number 249 (Friday, December 27, 2013)] [Notices] [Pages 78890-78898] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2013-30977…
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Industry Filings
...May 2005 Filings by Designated Contract Markets (DCMs)             Date of Letter Date Filed DCM Description 05/27/2005 05/31/2005 CFE Updated CFE Fee Schedule. 05/27/2005…
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2023-14457
… published in April 2012 by the Bank for International  Settlements' (BIS) Committee on Payment and Settlement … (Margin); Principle 7  (Liquidity risk); Principle 9 (Money settlements); Principle 14  (Segregation and portability); … (PFMIs) established by the Bank for  International Settlements (BIS) and the International Organization  of …
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Keynote of Chairman Rostin Behnam at the ABA Business Law Section Derivatives & Futures Law Committee Winter Meeting
...As Prepared for Delivery Introduction Good afternoon.  I am delighted to join you today back in Naples for the first time since 2020. The last several years tested resilience across the derivatives markets, which required working together to meet the most extreme, but plausible issues, events, inquiries, and environmental, geopolitical, and fiscal conditions.  The urgent…
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Statement of Commissioner Kristin N. Johnson: Stop Digital Assets and Forex Ponzi Schemes
...Today, the Commodity Futures Trading Commission (CFTC or Commission) filed a Complaint in the U.S. District Court for the Northern District of California against William Koo Ichioka, charging him with soliciting tens of millions of dollars from more than 100 individuals and entities to trade digital asset commodities.  Ichioka promised to use customers’ assets to enter into retail foreign…
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2010-27532
... FR Doc 2010-27532[Federal Register: November 2, 2010 (Volume 75, Number 211)] [Proposed Rules] [Page 67277-67282] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr02no10-14] ----------------------------------------------------------------------- COMMODITY FUTURES…
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Statement of Commissioner Kristin N. Johnson: A Call For The CFTC To Begin A Formal Rulemaking to Address Vertical Integration
...Bitnomial Clearinghouse, LLC (Bitnomial Clearinghouse) seeks to register as a derivatives clearing organization (DCO) pursuant to Section 5b of the Commodity Exchange Act (CEA) and Part 39 of the Commodity Futures Trading Commission’s (Commission or CFTC) regulations (Part 39). Long before the Commission began deliberation on this application, I advocated for the Commission to initiate a…
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Industry Filings
... May 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 05/31/2006 05/31/2006 HEDGESTREET Amendments to Chapter 12, Section (f) regarding discretionary rule as it relates to the payout criteria for various Hedgelet contracts. 05/31/2006 05/31/2006 HEDGESTREET Amendments to the Payout…
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