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Statement of Commissioner Kristin N. Johnson: Stop Digital Assets and Forex Ponzi Schemes
...Today, the Commodity Futures Trading Commission (CFTC or Commission) filed a Complaint in the U.S. District Court for the Northern District of California against William Koo Ichioka, charging him with soliciting tens of millions of dollars from more than 100 individuals and entities to trade digital asset commodities.  Ichioka promised to use customers’ assets to enter into retail foreign…
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2011-12270
… delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity … delivery or commodity option transactions, or for effecting settlements of contracts for future delivery or commodity …
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2023-15056
...[Federal Register Volume 88, Number 136 (Tuesday, July 18, 2023)] [Proposed Rules] [Pages 45826-45836] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2023-15056] ======================================================================= ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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Binance and Its CEO, Changpeng Zhao, Agree to Pay $2.85 Billion for Willfully Evading U.S. Law, Illegally Operating a Digital Asset Derivatives Exchange, and Other Violations
...Washington, D.C. — The Commodity Futures Trading Commission today announced Changpeng Zhao, and his companies Binance Holdings Limited, Binance Holdings (IE) Limited, and Binance (Services) Holdings Limited (together, Binance) agreed to a proposed consent order for permanent injunction, civil monetary penalty, and equitable relief that, if entered by the U.S. District Court for…
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Statement of Commissioner Christy Goldsmith Regarding HSBC for Market Manipulation and Widespread Use of WhatsApp and Other Unauthorized Communications Platforms to Evade Regulatory Oversight
… admissions of wrongdoing will be a routine feature of all settlements for these actions. I applaud the CFTC for … Test to Require More Defendants to Admit to Wrongdoing in Settlements , (Sept. 19, 2022), …
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Atlanta Economics Club Keynote Address At The Federal Reserve Bank of Atlanta by Commissioner Kristin N. Johnson
...Introduction Thank you to the Federal Reserve Bank of Atlanta and the Atlanta Economics Club (AEC) for the kind invitation to join you today.  In many ways, being with you feels like a homecoming.  Immediately prior to my nomination by President Biden to serve in my current role as a Commissioner of the Commodity Futures Trading Commission (CFTC or Commission), I served as a…
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Money and Life, the Metaverse, and Everything: Keynote Address by Commissioner Caroline D. Pham at the EUROFI Financial Forum Prague 2022
… and financial stability,” Bank for International Settlements Working Papers No. 972 (Oct. 2021, rev. Jan. … market structure and public policy,” Bank for International Settlements Working Paper No. 117 (July 2021). Financial … M. Parigi, “Big Tech vs Banks,” Bank for International Settlements Working Paper No. 1037 (Aug. 2022). Ronit Ghose, …
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2010-27547
... FR Doc 2010-27547[Federal Register: November 2, 2010 (Volume 75, Number 211)] [Proposed Rules] [Page 67301-67303] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr02no10-16] ----------------------------------------------------------------------- COMMODITY FUTURES…
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Industry Filings
...February 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 02/27/2006 02/28/2006 CBOT Rule Numbers - Appendix 4A Establish $1.00 Exchange fee for Level 3 transactions in 100 oz. Gold Options. 02/24/…
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Statement of Commissioner Kristin N. Johnson in Support of Notice of Proposed Amendments to Reporting and Information Requirements for Derivatives Clearing Organizations
...I support the Commodity Futures Trading Commission’s (CFTC) issuance of the Notice of Proposed Amendments to Reporting and Information Requirements for Derivatives Clearing Organizations (Notice).  Across the diverse commodity and derivatives markets subject to CFTC oversight and in nascent markets where the CFTC’s visibility and enforcement authority may be limited, recent events…
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