Displaying results 441 - 450 of 1186
...The Report issued today (November 23, 2020) by the CFTC Staff, “Interim Staff Report: Trading in NYMEX WTI Crude Oil Futures Contract Leading up to, on, and around April 20, 2020” (Report) is incomplete and inadequate. The Report fails to determine the cause of the unprecedented plunge in the price of the WTI futures contract and divergence from physical markets on April 20, the…
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...Washington, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against HSBC Bank USA, N.A. (HSBC), a provisionally registered swap dealer. The order charges HSBC with manipulative and deceptive trading related to swaps with bond issuers, spoofing, and supervision and mobile device recordkeeping failures at various times during…
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...Washington, D.C. – The Commodity Futures Trading Commission today announced it has filed a Notice of Intent to Revoke the Registrations of Allianz Global Investors US LLC (AGI US), a Delaware limited liability company. The CFTC simultaneously issued an Opinion and Order accepting the settlement offer from AGI US and settling the action. The order revokes AGI US’s registrations…
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...Washington, D.C. – The Commodity Futures Trading Commission today announced the U.S. District Court for the Northern District of Ohio entered a consent order on April 27 for a permanent injunction, restitution, and equitable relief against Jared J. Davis, a former resident of Ohio. Davis, at times, conducted business as Erie Marketing, LLC.
The consent order resolves a…
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...January 2005 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
01/31/2005
02/01/2005
CME
Rule Numbers – Change to the Interpretation to CME Rule 135.A. – Trading Privileges GEM Members.
Change to the Interpretation to CME…
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...Good afternoon. Thank you, Attorney General Garland and all of our law enforcement partners for working closely with the CFTC after we brought this activity to light.
Today, the Commodity Futures Trading Commission resolved charges against Glencore International A.G., Glencore Ltd., and Chemoil Corporation. This settlement represents the largest settlement in CFTC history.…
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...
FR Doc 2010-32264[Federal Register: December 28, 2010 (Volume 75, Number 248)]
[Proposed Rules]
[Page 81519-81532]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr28de10-55…
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… the patents process; intellectual property in trading and settlements technology; restrictions on the usage of …
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...
Federal Register, Volume 76 Issue 47 (Thursday, March 10, 2011)[Federal Register Volume 76, Number 47 (Thursday, March 10, 2011)]
[Proposed Rules]
[Pages 13101-13111]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-4707…
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...Remarks as Prepared for Delivery
Standard Disclaimer
Thank you to the Consumer Federation of America. It’s an honor to speak at your Financial Services Conference. You are an important voice in Washington, a leader advocating for sensible financial regulation for consumers. I’m proud to join you in advancing consumer protection.
Today, I will talk about how financial stability is…
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