Displaying results 451 - 460 of 1186
Commissioner Caroline D. Pham
… on Banking Supervision (BCBS), and Bank for International Settlements (BIS), as well as central banks, government …
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History of the CFTC
... CFTC History in the 2020s   Pre-CFTC  //  1970s  //  1980s  //  1990s  //  2000s  //  2010s  //  2020s March 13, 2020—In light of the COVID-19 (coronavirus) pandemic, the CFTC continues to achieve its regulatory mission as almost all CFTC staff begin an extended period of maximum telework. March 17, 2020—The CFTC…
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Concurring Statement of Commissioner Dawn D. Stump Regarding Enforcement Action Against Payward Ventures, Inc. (d/b/a Kraken)
...I concur with the Commission’s settlement Order regarding Payward Ventures, Inc. (d/b/a Kraken).  As described in the Order: Kraken is a digital asset company whose primary business is the operation of an online digital asset exchange.  The exchange enables customers to engage in retail commodity transactions – specifically, the purchase and sale of digital assets,…
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Remarks of Commissioner Christy Goldsmith Romero: Financial Stability is Foundational for Consumer Protection
...Remarks as Prepared for Delivery Standard Disclaimer Thank you to the Consumer Federation of America. It’s an honor to speak at your Financial Services Conference. You are an important voice in Washington, a leader advocating for sensible financial regulation for consumers. I’m proud to join you in advancing consumer protection. Today, I will talk about how financial stability is…
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Statement of Commissioner Kristin N. Johnson Regarding CFTC Resolving Charges Against Three Decentralized Finance Companies: The Need for Oversight
...Yesterday, the Commodity Futures Trading Commission (CFTC) announced the entry of charges against operators of three decentralized finance (DeFi) protocols.  For the first time, the CFTC charged a DeFi operator—Opyn, Inc. and Deridex, Inc—with failing to register as a swap execution facility (SEF) or designated contract market (DCM). The CFTC also charged these businesses with failure to…
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Industry Filings
... February 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 02/27/2006 02/28/2006 CBOT Rule Numbers - Appendix 4A Establish $1.00 Exchange fee for Level 3 transactions in 100 oz. Gold Options. 02/24/2006 02/24/2006 CBOT Rule Numbers - 221.00. Clarify termination of membership delegation upon…
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07-1521
... [Federal Register: March 28, 2007 (Volume 72, Number 59)] [Rules and Regulations] [Page 14413-14416] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr28mr07-7…
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e9-27287
... FR Doc E9-27287[Federal Register: November 13, 2009 (Volume 74, Number 218)] [Notices] [Page 58608-58610] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr13no09-36] [[Page 58608…
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07-1521
... [Federal Register: March 28, 2007 (Volume 72, Number 59)] [Rules and Regulations] [Page 14413-14416] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr28mr07-7…
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e9-27287
... FR Doc E9-27287[Federal Register: November 13, 2009 (Volume 74, Number 218)] [Notices] [Page 58608-58610] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr13no09-36] [[Page 58608…
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