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FR Doc E9-27287[Federal Register: November 13, 2009 (Volume 74, Number 218)]
[Notices]
[Page 58608-58610]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr13no09-36]
[[Page 58608…
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...Today, the Commodity Futures Trading Commission (CFTC or Commission) issued a series of orders settling charges against swap dealers and their affiliated futures commission merchants[1] (Bank-Affiliated Entities). According to the CFTC’s investigation, employees at the Bank-Affiliated Entities failed to comply with CFTC recordkeeping requirements, as well as firm-wide internal…
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Commodity Futures Trading Commission
Twenty-Fourth Meeting of the
CFTC Agricultural Advisory Committee
Joseph Dial
Chairman
Wednesday, October 29, 1997
1:04 p.m.
1155 Twenty-First Street, N.W.
Room 1000
Washington, D.C.
C O N T E N T S
ITEM PAGE
1. Welcoming Remarks
2. "How do agricultural producers feel about risk management?"
Moderator:…
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...I respectfully dissent from the Order Prohibiting Listing for Trading of Certified Derivatives Contracts with Respect to Political Control of the U.S. Senate and House of Representatives (the “Order”). I cannot support the Commission[1] taking this trip “through the looking glass”[2] in order to cover up the fact that for over 13 years, it has failed to follow the process that Congress…
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… adoption of cryptocurrencies,” Bank for International Settlements Working Paper No. 1013 (May 18, 2022), available … . Bank for International Settlements Annual Economic Report 2022, available at …
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... window.dataLayer = window.dataLayer || []; function gtag(){dataLayer.push(arguments);} gtag('js', new Date()); gtag('config', 'G-MGC9RGBKDX');
Basics of Futures Trading
A commodity futures contract is an agreement to buy or sell a particular commodity at a future date
The price and the amount of the commodity are fixed at the time of the agreement
Most contracts contemplate that…
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January 2005 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
01/31/2005
02/01/2005
CME
Rule Numbers – Change to the Interpretation to CME Rule 135.A. – Trading Privileges GEM Members.
Change to the Interpretation to CME Rule 135.a. identifies CME European style FX options spreads versus the…
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...Thank you Dean Dayna Matthew and Professor Omari Simmons for inviting me to deliver the 2023 Manuel F. Cohen Lecture.
Born in Brooklyn at the turn of the century—Manuel Frederick Cohen (“Manny”)—was a dedicated public servant who served for almost three decades at the Securities Exchange Commission (SEC). In 1961, Manny was nominated by President Kennedy to serve as a Commissioner of the…
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...Journal of Futures Markets, 43, 1126– 1160. https://doi.org/10.1002/fut.22404
We use rich regulatory data on intraday transactions and end-of-day positions of traders to examine how participation of high-frequency traders (HFTs) affects market quality.
Panel estimation evidence shows that greater participation by HFTs is strongly associated with improvements in market quality, whereas…
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FR Doc E8-24315[Federal Register: October 14, 2008 (Volume 73, Number 199)]
[Rules and Regulations]
[Page 60625-60627]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr14oc08-8…
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