Displaying results 471 - 480 of 1195
14-119
...The CFTC’s Division of Market Oversight issued an extension of no-action letter 13-86, which provided relief in connection with certain CDS trades executed pursuant to a DCO’s CDS Settlement Price Process, providing time-limited no-action relief to DCOs and their Clearing Members from the SEF Registration Requirement and Trading Mandate under Part 37, and from various reporting requirements…
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Concurring Statement of Commissioner Dawn D. Stump Regarding Enforcement Action Against Payward Ventures, Inc. (d/b/a Kraken)
...I concur with the Commission’s settlement Order regarding Payward Ventures, Inc. (d/b/a Kraken).  As described in the Order: Kraken is a digital asset company whose primary business is the operation of an online digital asset exchange.  The exchange enables customers to engage in retail commodity transactions – specifically, the purchase and sale of digital assets,…
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Opening Statement of Commissioner Kristin N. Johnson Before the Technology Advisory Committee
… the patents process; intellectual property in trading and settlements technology; restrictions on the usage of …
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e8-24315
... FR Doc E8-24315[Federal Register: October 14, 2008 (Volume 73, Number 199)] [Rules and Regulations] [Page 60625-60627] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr14oc08-8…
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e9-8024
... FR Doc E9-8024[Federal Register: April 15, 2009 (Volume 74, Number 71)] [Rules and Regulations] [Page 17392-17395] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr15ap09-11…
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e9-8024
... FR Doc E9-8024[Federal Register: April 15, 2009 (Volume 74, Number 71)] [Rules and Regulations] [Page 17392-17395] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr15ap09-11…
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2011-28809
... Federal Register, Volume 76 Issue 223 (Friday, November 18, 2011)[Federal Register Volume 76, Number 223 (Friday, November 18, 2011)] [Rules and Regulations] [Pages 71626-71706] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2011-28809] [[Page 71625]] Vol. 76 Friday, No. 223 November 18,…
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Industry Filings
...February 2005 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 02/28/2005 02/28/2005 EUREXUS Eurex US Trading Incentive Program.  Eurex US plans to implement changes to its US Treasury complex trading incentive program…
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Opening Statement of Commissioner Kristin N. Johnson Before the Market Risk Advisory Committee Meeting
...Introduction Good morning, I am excited to welcome you to the third Market Risk Advisory Committee (MRAC) meeting of 2023. On March 8, 2023, MRAC held a first-of-its kind convening in the wake of one of the most concerning cyber attacks in our markets in recent years. The entity at the center of the cyber incident, ION, is not a CFTC-registered market participant; rather ION is a mission…
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Industry Filings
...December 2004 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 12/29/2004 12/30/2004 NYBOT Revised Holiday Schedule for FCOJ. Clearing members to submit first day delivery notices a day earlier. 12/29/2004…
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