Displaying results 481 - 490 of 1186
...FR Doc 2010-17606[Federal Register: July 22, 2010 (Volume 75, Number 140)]
[Proposed Rules]
[Page 42633-42639]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr22jy10-18] …
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...The discussion covered the following topics regarding the further definition of swap dealer.~Land O’Lakes’ primary comment is that the thresholds for the notional value of swaps, the number of swaps and the number of swap counterparties in the de minimis test in the swap dealer definition are too low. For this reason, the swap dealer definition would apply to entities that do not engage…
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...
February 2005 Filings by Designated Contract Markets (DCMs)
Date of Letter
Date Filed
DCM
Description
02/28/2005
02/28/2005
EUREXUS
Eurex US Trading Incentive Program.
Eurex US plans to implement changes to its US Treasury complex trading incentive program.
02/24/2005
02/25/2005
NYMEX
Listing of Additional Strike Prices for the…
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...Chairman Thompson, Ranking Member Scott and members of the Committee, thank you for the opportunity to appear before you today.
The Need for Legislation to Fill the Regulatory Gap
Since my Senate confirmation hearing almost two years ago, I have consistently highlighted the need for Congressional action to address the lack of federal regulation over the digital commodity market.[1]…
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Statement of Commissioner Caroline D. Pham Regarding Court Orders Entered Against BitMEX Co-Founders
...Commodity Futures Trading Commission (CFTC) Commissioner Caroline D. Pham today released the following statement regarding the entry of consent orders by the U.S. District Court for the Southern District of New York against three BitMEX co-founders: Arthur Hayes, Benjamin Delo, and Samuel Reed.
“Today’s orders, which include $30 million in penalties, highlight the CFTC’s leading role…
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...
FR Doc 2010-27657[Federal Register: November 3, 2010 (Volume 75, Number 212)]
[Proposed Rules]
[Page 67642-67657]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr03no10-21…
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...Today, the Commodity Futures Trading Commission (Commission or CFTC) issued a complaint and settlement order involving CHS Hedging, LLC (CHS), a registered futures commission merchant (FCM). The order details many egregious violations, including CHS’s failure to comply with basic recordkeeping and supervisory obligations.
In the wake of the terrorist attacks on September 11th,…
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...
Federal Register, Volume 77 Issue 213 (Friday, November 2, 2012)[Federal Register Volume 77, Number 213 (Friday, November 2, 2012)]
[Rules and Regulations]
[Pages 66287-66350]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-25764]
[[Page 66287]]
Vol. 77
Friday,
No. 213
November 2, 2012…
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CFTC Staff Publishes Interim Report on NYMEX WTI Crude Contract Trading on and around April 20, 2020
...Washington, D.C. — Staff of the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) and Office of the Chief Economist (OCE) today published an interim report regarding the circumstances leading up to, on, and around April 20, 2020 for the West Texas Intermediate Light Sweet Crude Oil futures contract (WTI Contract) …
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...Good morning. Thank you, Chairman, and welcome to everyone joining us in person and virtually. Today we will consider a final rule on Governance Requirements for Derivatives Clearing Organizations (DCOs), a proposed rule on DCOs Recovery and Orderly Wind-down Plans and a proposed rule on Amendments to Part 17 Large Trader Reporting Requirements, and a proposed order/request for comments on…
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