Displaying results 531 - 540 of 1186
Statement of CFTC Director of Enforcement James McDonald
...Statement of CFTC Director of Enforcement James McDonald January 29, 2018 Today, the CFTC announces the filing of eight actions that go to the core of our mission: to preserve market integrity and protect those who participate in our markets from fraud and manipulation. Specifically, these eight actions involve the settlement of three corporate cases against major financial institutions…
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CFTC Recommends Legislative Changes to Regulation of Exempt Commercial Markets
... Release: 5403-07 For Release: October 24, 2007 CFTC Recommends Legislative Changes to Regulation of Exempt Commercial Markets Guidance Strikes Critical Balance Between Ensuring Market Transparency and Promoting Growth and Innovation Washington, DC – Today, the Commodity Futures Trading Commission (CFTC) delivered to Congress a report that includes recommendations to increase the…
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Statement of Commissioner Dan M. Berkovitz: Transparency and Accountability in Government
...Statement of Commissioner Dan M. Berkovitz:  Transparency and Accountability in Government December 10, 2019 I strongly support the Chairman’s announcement that he will not put before the Commission for a vote any settlement agreement or other resolution of an enforcement matter that constrains the Commission, individual Commissioners, or Commission staff from making public…
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Statement of Commissioner Kristin Johnson Regarding the CFTC’s Order Imposing $1.186 billion in Penalties and Required Disgorgement Against Glencore for Manipulation of Oil Benchmarks
...The Commodity Futures Trading Commission (CFTC) issued an Order filing and settling claims against Glencore International AG, Glencore Ltd., and Chemoil Corporation (Glencore) for violations of the anti-manipulation provisions of the Commodity Exchange Act (Act).  The order requires Glencore to pay $1.186 billion, which includes a civil monetary penalty of $865,630,784 and disgorgement…
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CFTC Settles Natural Gas Attempted Manipulation Lawsuit with Joseph P. Foley, a Former American Electric Power Company, Inc. Trader
... Release: 5236-06 For Release: October 2, 2006 U.S. Commodity Futures Trading Commission Settles Natural Gas Attempted Manipulation Lawsuit with Joseph P. Foley, a Former American Electric Power Company, Inc. Trader Defendant Ordered to Pay $350,000 in Civil Monetary Penalties Washington, D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has…
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Christopher L. Pia, Former Portfolio Manager for Hedge Fund Moore Capital Management, LLC, to Pay $1 Million Penalty to Settle CFTC Charges of Attempted Manipulation
... July 25, 2011 Christopher L. Pia, Former Portfolio Manager for Hedge Fund Moore Capital Management, LLC, to Pay $1 Million Penalty to Settle CFTC Charges of Attempted…
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Technology Advisory Committee
... The Commodity Futures Trading Commission Technology Advisory Committee Meeting Tuesday, April 25, 2000 1:00 p.m. Room 1000 Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 PARTICIPANTS William J. Rainer, Committee Chairman James E. Newsome, Vice Chairman MEMBERS AND ATTENDEES Peter F. Borish Michael Braude Joshua Cohn Chris…
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Opening Statement, Commissioner Scott D. O’Malia, Open Meeting On Rules Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations
… recent charges against Rabobank and all of the other LIBOR settlements. Their work must be recognized by the Commission …
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Statement of Commissioner Caroline D. Pham on the CPMI-IOSCO Final Guidance on Stablecoin Arrangements
… transfer functions.  Today, the Bank of International Settlements' (BIS) Committee on Payments and Market …
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2011-17626
... Federal Register, Volume 76 Issue 134 (Wednesday, July 13, 2011)[Federal Register Volume 76, Number 134 (Wednesday, July 13, 2011)] [Rules and Regulations] [Pages 41048-41056] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2011-17626…
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