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Statement of Commissioner Dan M. Berkovitz: Transparency and Accountability in Government
...Statement of Commissioner Dan M. Berkovitz:  Transparency and Accountability in Government December 10, 2019 I strongly support the Chairman’s announcement that he will not put before the Commission for a vote any settlement agreement or other resolution of an enforcement matter that constrains the Commission, individual Commissioners, or Commission staff from making public…
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Commissioner Pham to Deliver a Keynote at the Eurofi Financial Forum 2022 - Prague
… regulators on the curve?  with the Bank of International Settlements, European Banking Authority, Japan Financial …
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CFTC Charges Accounting Firm Tunney & Associates, P.C. and Its Sole Owner Michael Tunney with Failing to Properly Audit a Registered Futures Commission Merchant
... April 18, 2013 CFTC Charges Accounting Firm Tunney & Associates, P.C. and Its Sole Owner Michael Tunney with Failing to Properly Audit a Registered Futures Commission Merchant Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Complaint against Tunney & Associates, P.C. (Tunney & Associates), an accounting firm with…
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CFTC Releases Annual Enforcement Results
... October 6, 2011 CFTC Releases Annual Enforcement Results CFTC Releases Statement on the Agency’s Division of Enforcement; A record 99 Enforcement Actions, 74…
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July 17 GMAC
...Global Markets Advisory Committee (GMAC) July 17, 2023 9:00 a.m. to 4:00 p.m. (EDT) Meeting Agenda 9:00 AM to 9:25 AM          Opening statements and procedural matters (25 min) The Honorable Caroline D. Pham, Commissioner, CFTC (GMAC Sponsor) CFTC Chairman and Commissioners Amy Hong, Head of Market Structure & Strategic…
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CFTC Settles Natural Gas Attempted Manipulation Lawsuit with Joseph P. Foley, a Former American Electric Power Company, Inc. Trader
... Release: 5236-06 For Release: October 2, 2006 U.S. Commodity Futures Trading Commission Settles Natural Gas Attempted Manipulation Lawsuit with Joseph P. Foley, a Former American Electric Power Company, Inc. Trader Defendant Ordered to Pay $350,000 in Civil Monetary Penalties Washington, D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has…
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CFTC Orders The Royal Bank of Scotland to Pay $85 Million Penalty for Attempted Manipulation of U.S. Dollar ISDAFIX Benchmark Swap Rates
... February 3, 2017 CFTC Orders The Royal Bank of Scotland to Pay $85 Million Penalty for Attempted Manipulation of U.S. Dollar ISDAFIX Benchmark Swap Rates In Total, the CFTC Has Imposed $570 Million in Penalties for Attempted Manipulation of ISDAFIX Benchmark Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges…
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2013-30979
... Federal Register, Volume 78 Issue 249 (Friday, December 27, 2013)[Federal Register Volume 78, Number 249 (Friday, December 27, 2013)] [Notices] [Pages 78839-78852] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2013-30979…
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Statement of Commissioner Dan M. Berkovitz on Recent Trading in the WTI Futures Contract before the Energy and Environmental Markets Advisory Committee Meeting
...Statement of Commissioner Dan M. Berkovitz on Recent Trading in the WTI Futures Contract before the Energy and Environmental Markets Advisory Committee Meeting May 7, 2020 Summary On April 20th, the price of the West Texas Intermediate (“WTI”) crude oil futures contract for May delivery collapsed from about $18 per barrel to negative $37 per barrel, a fall of $55 per barrel in one…
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CFTC’s Division of Market Oversight Issues Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants From the Reporting Provisions of Part 45 for CDS Clearing-Related Swaps
... December 19, 2012 CFTC’s Division of Market Oversight Issues Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants From the Reporting Provisions of Part…
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