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Statement of Commissioner Mark P. Wetjen, Public Meeting of the Commodity Futures Trading Commission
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Statement of Commissioner Mark P. Wetjen, Public Meeting of the Commodity Futures Trading Commission
October 30, 2013
Thank you Chairman Gensler. And my thanks to the professional staff for their hard work on the important final rule we are considering today regarding customer protection.
Customer Protection
The CFTC's core mission is to protect futures and swaps customers from…
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The Commodity Futures Trading Commission
Technology Advisory Committee Meeting
Tuesday, April 25, 2000
1:00 p.m.
Room 1000
Three Lafayette Centre
1155 21st Street, N.W.
Washington, D.C. 20581
PARTICIPANTS
William J. Rainer, Committee Chairman
James E. Newsome, Vice Chairman
MEMBERS AND ATTENDEES
Peter F. Borish
Michael Braude
Joshua Cohn
Chris…
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Statement of Commissioner Mark P. Wetjen in Support of Adoption of Amendments to CFTC Regulation 1.22 (Residual Interest Deadline for Futures Commission Merchants)
March 17, 2015
In the fall of 2013, the Commission made some important changes to rule 1.22, to which registered futures…
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...The Commodity Futures Trading Commission (CFTC) issued an Order filing and settling claims against Glencore International AG, Glencore Ltd., and Chemoil Corporation (Glencore) for violations of the anti-manipulation provisions of the Commodity Exchange Act (Act). The order requires Glencore to pay $1.186 billion, which includes a civil monetary penalty of $865,630,784 and disgorgement…
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Federal Register, Volume 76 Issue 134 (Wednesday, July 13, 2011)[Federal Register Volume 76, Number 134 (Wednesday, July 13, 2011)]
[Rules and Regulations]
[Pages 41048-41056]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-17626…
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FR Doc 2010-26951[Federal Register: October 26, 2010 (Volume 75, Number 206)]
[Proposed Rules]
[Page 65586-65593]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr26oc10-19…
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… needs to be something part and parcel to these types of settlements. All too often, a firm will neither admit nor … monies collected from various civil monetary penalties and settlements. The following day, boom boom out went the …
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...Thank you Dean Dayna Matthew and Professor Omari Simmons for inviting me to deliver the 2023 Manuel F. Cohen Lecture.
Born in Brooklyn at the turn of the century—Manuel Frederick Cohen (“Manny”)—was a dedicated public servant who served for almost three decades at the Securities Exchange Commission (SEC). In 1961, Manny was nominated by President Kennedy to serve as a Commissioner of the…
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...Washington, D.C. — The Commodity Futures Trading Commission today issued an order filing and settling charges against Natixis, a global bank and swap dealer, for failure to diligently supervise traders on the bank’s New York-based Interest Rate Derivatives Desk (IRD Desk) and its Equity Derivatives Flow and Solution Trading Desk (FAST Desk). The traders on the IRD Desk and FAST Desk separately…
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[Federal Register Volume 81, Number 251 (Friday, December 30, 2016)]
[Proposed Rules]
[Pages 96704-96990]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-29483]
[[Page 96703]]
Vol. 81
Friday,
No. 251
December 30, 2016
Part III
Book 2 of 2 Books
Pages 96703-97110
Commodity…
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