Displaying results 551 - 560 of 1186
...Washington, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against ADM Investor Services Inc. (ADMIS), a registered futures commission merchant (FCM) in Chicago, Illinois. The order finds that ADMIS failed to supervise its employees and agents in their handling of commodity interest accounts, and failed to perform its…
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[Federal Register Volume 81, Number 251 (Friday, December 30, 2016)]
[Proposed Rules]
[Pages 96704-96990]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-29483]
[[Page 96703]]
Vol. 81
Friday,
No. 251
December 30, 2016
Part III
Book 2 of 2 Books
Pages 96703-97110
Commodity…
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… needs to be something part and parcel to these types of settlements. All too often, a firm will neither admit nor … monies collected from various civil monetary penalties and settlements. The following day, boom boom out went the …
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...Introduction
I dissent from today’s position limits final rule (Final Rule). The Final Rule fails to achieve the most fundamental objective of position limits: to prevent the harms arising from excessive speculation. It is another disappointing chapter in the Commission’s 10-year saga to implement Congress’s mandate in the Dodd-Frank Act to impose speculative position limits in…
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April 16, 2012
Joint Release:
Board of Governors of the Federal Reserve System
Commodity Futures Trading Commission
Securities and Exchange Commission…
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Release: 5502-08
For Release: May 23, 2008
Federal Court Rejects Amaranth Hedge Fund and Head Trader Brian Hunter’s Attempt to Dismiss Government’s Natural Gas Case Against Them
CFTC Previously Charged Amaranth Advisors LLC, Amaranth Advisors (Calgary) ULC and Brian Hunter with Attempting to Manipulate Prices in U.S.…
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Release: 5359-07
For Release: July 25, 2007
U.S. Commodity Futures Trading Commission Charges Hedge Fund Amaranth and its Former Head Energy Trader, Brian Hunter, with Attempted Manipulation of the Price of Natural Gas Futures
Complaint Also Alleges That Amaranth Advisors L.L.C. Tried to Cover Up the Conduct by Making False…
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Statement of Commissioner Sharon Y. Bowen Regarding Regulation of Residual Interest
March 3, 2016
Thank you. It’s good to be here this morning to discuss our regulation governing residual interest. Along with the rest of my colleagues, I’m eager to hear the assembled experts discuss the…
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… today announced the separate filings and simultaneous settlements of charges against Morgan Stanley Capital Group, …
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Release: 5405-07
For Release: October 25, 2007
BP Agrees to Pay a Total of $303 Million in Sanctions to Settle Charges of Manipulation and Attempted Manipulation in the Propane Market
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the entry of a consent order by the Honorable Ruben…
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