Displaying results 561 - 570 of 1195
Dissenting Statement of Commissioner Dan M. Berkovitz Regarding Final Rule on Position Limits for Derivatives
...Introduction I dissent from today’s position limits final rule (Final Rule).  The Final Rule fails to achieve the most fundamental objective of position limits: to prevent the harms arising from excessive speculation.  It is another disappointing chapter in the Commission’s 10-year saga to implement Congress’s mandate in the Dodd-Frank Act to impose speculative position limits in…
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Concurrence of Commissioner Bart Chilton in the Matter of JPMorgan Chase, N.A. (JPMorgan)
… needs to be something part and parcel to these types of settlements.  All too often, a firm will neither admit nor … monies collected from various civil monetary penalties and settlements. The following day, boom boom out went the …
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Statement of Commissioner Caroline D. Pham on the CPMI-IOSCO Final Guidance on Stablecoin Arrangements
… transfer functions.  Today, the Bank of International Settlements' (BIS) Committee on Payments and Market …
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CPSS and IOSCO Issue Final Report on Principles for Financial Market Infrastructures and Seek Comment on Two Consultative Documents
... April 16, 2012 Joint Release: Board of Governors of the Federal Reserve System Commodity Futures Trading Commission Securities and Exchange Commission…
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CFTC Orders Swap Dealer to Pay $6 Million for Swap Reporting and Daily Mark Disclosure Violations
...Washington, D.C. — The Commodity Futures Trading Commission today issued an order filing and simultaneously settling charges against BNP Paribas (BNPP), a global financial services corporation and swap dealer, for violations of the Commodity Exchange Act (CEA) and Commission regulations relating to swap reporting and daily mark disclosures. The order requires BNPP to pay a $6 million civil…
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The Market Risk Advisory Committee Announces Agenda for September 28 Meeting
...Washington, D.C. — The Market Risk Advisory Committee (MRAC) today released the agenda for a public meeting that will be held on September 28, 2022, at 9:30 a.m. EDT at the Commodity Futures Trading Commission’s Washington, D.C. headquarters. Commissioner Kristin N. Johnson is the sponsor of the MRAC. At the meeting, the MRAC will address refining an agenda and topics of discussion on a…
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Federal Court Rejects Amaranth Hedge Fund and Head Trader Brian Hunter’s Attempt to Dismiss Government’s Natural Gas Case Against Them
... Release: 5502-08 For Release: May 23, 2008 Federal Court Rejects Amaranth Hedge Fund and Head Trader Brian Hunter’s Attempt to Dismiss Government’s Natural Gas Case Against Them CFTC Previously Charged Amaranth Advisors LLC, Amaranth Advisors (Calgary) ULC and Brian Hunter with Attempting to Manipulate Prices in U.S.…
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U.S. Commodity Futures Trading Commission Charges Hedge Fund Amaranth and its Former Head Energy Trader, Brian Hunter, with Attempted Manipulation of the Price of Natural Gas Futures
... Release: 5359-07 For Release: July 25, 2007 U.S. Commodity Futures Trading Commission Charges Hedge Fund Amaranth and its Former Head Energy Trader, Brian Hunter, with Attempted Manipulation of the Price of Natural Gas Futures Complaint Also Alleges That Amaranth Advisors L.L.C. Tried to Cover Up the Conduct by Making False…
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Statement of Commissioner Sharon Y. Bowen Regarding Regulation of Residual Interest
... Statement of Commissioner Sharon Y. Bowen Regarding Regulation of Residual Interest March 3, 2016 Thank you. It’s good to be here this morning to discuss our regulation governing residual interest. Along with the rest of my colleagues, I’m eager to hear the assembled experts discuss the…
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Morgan Stanley Capital Group, Inc. to Pay a $14 Million Civil Penalty to Settle CFTC Charges that the Company Concealed a Large Block Crude Oil Trade
… today announced the separate filings and simultaneous settlements of charges against Morgan Stanley Capital Group, …
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