Displaying results 571 - 580 of 1195
BP Agrees to Pay a Total of $303 Million in Sanctions to Settle Charges of Manipulation and Attempted Manipulation in the Propane Market
... Release: 5405-07 For Release: October 25, 2007 BP Agrees to Pay a Total of $303 Million in Sanctions to Settle Charges of Manipulation and Attempted Manipulation in the Propane Market Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the entry of a consent order by the Honorable Ruben…
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CFTC Orders Futures Commission Merchant to Pay $500,000 for Supervision Failures Relating to Improper or Fictitious Trade Transfer Requests
...Washington, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against ADM Investor Services Inc. (ADMIS), a registered futures commission merchant (FCM) in Chicago, Illinois. The order finds that ADMIS failed to supervise its employees and agents in their handling of commodity interest accounts, and failed to perform its…
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MF Global Inc. and Thomas Gilmartin to Pay More Than $77 Million to Settle Actions by CFTC and Receiver ad litem
… with order taking and recordkeeping requirements. Both settlements arise out of the CFTC’s June 22, 2005 lawsuit …
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2020-01065
… meet its obligations and the need for daily mark-to-market settlements. Further, if a DCO were to complete the … resources sufficient to meet its obligations to perform settlements with a high degree of confidence under a wide … its intraday, same-day, and multiday obligations to perform settlements, as defined in Sec.  39.14(a)(1), with a high …
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CFTC Orders Goldman Sachs to Pay $120 Million Penalty for Attempted Manipulation of and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates
… how best to extract the “higher value” of USD ISDAFIX cash settlements against customers who lacked Goldman’s view, as …
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2012-29211
… for Financial Reform (AFR). \26\ Bank of International Settlements (BIS) data, December 2011, available at … general estimates published by the Bank for International Settlements (BIS data); market data published weekly by … for Financial Reform (AFR). \26\ Bank of International Settlements (BIS) data, December 2011, available at …
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2020-08482
… Sec.  190.07(e)(1)(ii) also would apply to withdrawals or settlements at the request of public customers, in addition … confirmed this by requiring that each DCO complete money settlements not less frequently than once each business … over the effectiveness of such arrangements, or may obtain settlements that would benefit their individual claims …
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08-18
...The Division of Market Oversight issued a letter granting no-action relief to permit the Brazilian Derivatives Exchange, BM&F Bovespa S.A. – Bolsa de Valores, Mercadorias e Futuros (BM&F), to make its electronic trading and order matching system (GTS) available to persons that have been authorized to directly access GTS from the United States without obtaining contract market…
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Statement of CFTC Commissioner Christy Goldsmith Romero Regarding Cboe Clear Digital, LLC’s Expanded Clearing of Digital Asset Futures
...I support Cboe Clear Digital, LLC’s (“Cboe”) amended order of registration (“Order”), which authorizes Cboe to expand its clearing of futures contracts on crypto assets, while staying within the traditional U.S. futures intermediated market structure.  The Order is accompanied by prudent risk-mitigation measures implemented by Cboe to complement policies and practices meeting DCO…
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CFTC Orders BNP Paribas to Pay $90 Million Penalty for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates
… options traders in order to benefit the option traders’ settlements of basic vanilla swaptions as well as their … derivatives positions related to the periodic resets and settlements of exotic constant maturity swaps (CMS) … of such requests and their connection to swaption cash settlements and/or CMS resets.   The Order describes …
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