Displaying results 571 - 580 of 1186
2012-29211
… for Financial Reform (AFR). \26\ Bank of International Settlements (BIS) data, December 2011, available at … general estimates published by the Bank for International Settlements (BIS data); market data published weekly by … for Financial Reform (AFR). \26\ Bank of International Settlements (BIS) data, December 2011, available at …
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CFTC Issues Order Suspending Mississippi Man’s Registrations as a Commodity Trading Advisor and Associated Person
...Washington, D.C. — The Commodity Futures Trading Commission announced today that it issued an order suspending the registrations of Ted Brent Alexander of Jackson, Mississippi. The CFTC filed a Notice of Intent to Suspend or Modify registration under Section 8a(11) against Alexander on September 2, 2021. [See CFTC Press Release No. 8423-21]. The CFTC action is based on a federal criminal…
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Statement of Commissioner Kristin N. Johnson: Taking Action to Prevent Fraud By Digital Asset Services Firms
...Today, the Commodity Futures Trading Commission (CFTC or Commission) announced that it filed a civil injunctive action in the United States District Court for the Southern District of New York against Celsius Network, LLC (Celsius), and its co-founder and former CEO Alex Mashinsky (Mashinsky, and together with Celsius, Defendants) charging them with fraud in violation of the Commodity Exchange…
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08-18
...The Division of Market Oversight issued a letter granting no-action relief to permit the Brazilian Derivatives Exchange, BM&F Bovespa S.A. – Bolsa de Valores, Mercadorias e Futuros (BM&F), to make its electronic trading and order matching system (GTS) available to persons that have been authorized to directly access GTS from the United States without obtaining contract market…
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CFTC Orders BNP Paribas to Pay $90 Million Penalty for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates
… options traders in order to benefit the option traders’ settlements of basic vanilla swaptions as well as their … derivatives positions related to the periodic resets and settlements of exotic constant maturity swaps (CMS) … of such requests and their connection to swaption cash settlements and/or CMS resets.   The Order describes …
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Speech - "CFTC and Energy Markets: The Cop on the Beat – Protecting Consumers"
… obtained over $300 million in civil monetary penalties in settlements.  More recently, the Commission entered into a …
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CFTC Charges Optiver Holding BV, Two Subsidiaries, and High-Ranking Employees with Manipulation of NYMEX Crude Oil, Heating Oil, and Gasoline Futures Contracts
... Release: 5521-08 For Release: July 24, 2008 CFTC Charges Optiver Holding BV, Two Subsidiaries, and High-Ranking Employees with Manipulation of NYMEX Crude Oil, Heating Oil, and Gasoline Futures Contracts Defendant Caught on Tape and in Email Saying He Would “Bully” the Market Washington, DC – The U.S. Commodity…
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2019-09025
… regarding whether the provision applied to intraday settlements as well as end-of-day settlements. In response, the Division advised DCOs that the … meet its obligations and the need for daily mark-to-market settlements. Further, if a DCO were to complete the …
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Opening Statement of Timothy G. Massad, Commission Open Meeting
... Opening Statement of Timothy G. Massad, Commission Open Meeting November 3, 2014 Today we are considering three matters that all involve fine tuning our rules to make sure they work as intended. These are all adjustments to previously issued rules, and they are appropriate to make sure our…
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2021-26632
...[Federal Register Volume 86, Number 234 (Thursday, December 9, 2021)] [Notices] [Pages 70116-70118] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2021-26632] ======================================================================= ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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